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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

What type of bond fund carries least interest rate risk

2 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

3 / 50

Bank owned mutual fund are supervised by

4 / 50

The investment portfolio is created based on

5 / 50

Name of asset allocation strategy if it is fixed @ 50 %

6 / 50

Sponsor's net worth should be positive for

7 / 50

As the no of earning member in a family increases risk appetite

8 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

9 / 50

Which of these investors is allowed to do a nomination?

10 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

11 / 50

Which of the following is true for FMP

12 / 50

The first step of financial planning is 

13 / 50

Mid cap stocks are risky in the time of

14 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

15 / 50

Risk adjusted return is measured by

16 / 50

A trail commission is justified when

17 / 50

When price of gold goes up a buyer of gold future contract see it's value

18 / 50

Which of the following are self regulatory organization(SRO)

19 / 50

Model portfolio should be determined based on commission income possibility for distributor

20 / 50

In the NPS each investment manager appoints own distributor

21 / 50

Financial Planning Involves

22 / 50

Mutual Fund sponsor can be compared to

23 / 50

Value stocks

24 / 50

Collection and payment of fund is a responsibility of

25 / 50

Index funds are_____________fund 

26 / 50

Arbitrage fund are not equity fund 

27 / 50

Which of the following has lowest risk

28 / 50

A better performance than the return on index is given by

29 / 50

Intra day trading can be done on the basis of-

30 / 50

Need of Life insurance in life is

31 / 50

Debt Securities bought at a discount to their Face Value are generally

32 / 50

Agents are compensated by mutual funds

33 / 50

Who Appoints the AMC

34 / 50

Which of the followings is physical asset?

35 / 50

Other than Indian residents, rest have to also comply RBI regulations

36 / 50

Which of the following is not a function of R&T agent

37 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

38 / 50

Equity investment through sip can be suggested for investor looking for

39 / 50

Trail commission means paying 

40 / 50

Investor in MF can choose asset class but not investment manager

41 / 50

At time of NFO, which document compulsorily filed with SEBI 

42 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

43 / 50

When interest rates rise, bond prices

44 / 50

The fund sponsors should have a sound financial track record of

45 / 50

The role of insurance is more critical for physical assets than financial assets

46 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

47 / 50

The maturity period of RBI relief bonds is

48 / 50

What is the recurring expense on first 100 cr for equity schemes

49 / 50

A Passive Fund Manager

50 / 50

How to compare index fund

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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