0%
NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Index funds are_____________fund 

2 / 50

The fund sponsors should have a sound financial track record of

3 / 50

Bank owned mutual fund are supervised by

4 / 50

Which of these investors is allowed to do a nomination?

5 / 50

How to compare index fund

6 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

7 / 50

Other than Indian residents, rest have to also comply RBI regulations

8 / 50

Which of the following are self regulatory organization(SRO)

9 / 50

Intra day trading can be done on the basis of-

10 / 50

Which of the followings is physical asset?

11 / 50

Who Appoints the AMC

12 / 50

What is the recurring expense on first 100 cr for equity schemes

13 / 50

The investment portfolio is created based on

14 / 50

Collection and payment of fund is a responsibility of

15 / 50

Sponsor's net worth should be positive for

16 / 50

Financial Planning Involves

17 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

18 / 50

When price of gold goes up a buyer of gold future contract see it's value

19 / 50

Which of the following has lowest risk

20 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

21 / 50

Equity investment through sip can be suggested for investor looking for

22 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

23 / 50

The first step of financial planning is 

24 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

25 / 50

At time of NFO, which document compulsorily filed with SEBI 

26 / 50

A Passive Fund Manager

27 / 50

Value stocks

28 / 50

Model portfolio should be determined based on commission income possibility for distributor

29 / 50

As the no of earning member in a family increases risk appetite

30 / 50

A trail commission is justified when

31 / 50

Debt Securities bought at a discount to their Face Value are generally

32 / 50

Mutual Fund sponsor can be compared to

33 / 50

What type of bond fund carries least interest rate risk

34 / 50

Name of asset allocation strategy if it is fixed @ 50 %

35 / 50

When interest rates rise, bond prices

36 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

37 / 50

Trail commission means paying 

38 / 50

Which of the following is true for FMP

39 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

40 / 50

Arbitrage fund are not equity fund 

41 / 50

Mid cap stocks are risky in the time of

42 / 50

Risk adjusted return is measured by

43 / 50

Which of the following is not a function of R&T agent

44 / 50

A better performance than the return on index is given by

45 / 50

Agents are compensated by mutual funds

46 / 50

Investor in MF can choose asset class but not investment manager

47 / 50

In the NPS each investment manager appoints own distributor

48 / 50

The maturity period of RBI relief bonds is

49 / 50

The role of insurance is more critical for physical assets than financial assets

50 / 50

Need of Life insurance in life is

Your score is

The average score is 63%

0%

This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
Mock Test 1  |  Mock Test 2  |  Mock Test 3  |  Mock Test 4  |  Mock Test 5  |  Mock Test 6  |  Mock Test 7  |  Mock Test 8  |  Mock Test 9  |  Mock Test 10
For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.