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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Who allots Amfi Registration Number? 

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2. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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3. Which of the following need not be included in KIM?

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4. Goal based approach of financial planning focuses on

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5. Who can not be the distributor of the AMC 

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6. Which function AMC can't do in house 

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7. Who can not invest in mutual funds?

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8. Mutual fund distributor in India are member of AMFI

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9. Standard risk are

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10. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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11. Interest Rate sensitivity in Bond fund depends on 

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12. In case of online transaction, transaction time is applicable 

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13. Function of OD is

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14. Which of the following is appointed by trustee?

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15. In NPS investors get choice of the asset class but don't get choice of investment manager

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16. SEBI doesn't allow passing of commission to 

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17. Mutual fund is made up of

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18. Last step in the process of designing model portfolio

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19. What is the indicator of the risk adjusted performance ratio? 

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20. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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21. Asset allocation should be in line with

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22. According to the asset allocation rule, equity exposure should be equal to 

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23. Which is purely treated as an international asset

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24. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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25. KIM has to be updated

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26. Index against which performance of a fund is measured, is called

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27. MIP is a Debt Scheme

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28. What is the rate of return of PPF

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29. The information regarding Which category of investors can invest in MF, is
given in

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30. Which distribution channel don't have a huge branch network?

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31. Which one is not exempted in wealth tax

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32. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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33. Low PE indicates that stock is cheap and you should buy it

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34. Transfer of security from one scheme to another scheme is allowed in MF 

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35. Which is same as of OD?

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36. Value of Bond goes down when 

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37. Which expense can be not charged to scheme?

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38. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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39. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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40. Asset allocation means

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41. Institutional distributors needs to be

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42. Fund's risk relative to market is measured by 

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43. In NPS class-C predominantly invests in 

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44. FMP are essentially a closed ended Scheme

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45. A young investor having objective of capital appreciation should invest in

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46. Which one is false about debenture

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47. STT charge on 

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48. If investors invest through demat can AMC asks for KYC requirement

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49. Request for purchase can be made

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50. Dividends in the hands of investors are taxable at the rate of

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.