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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Who allots Amfi Registration Number? 

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2. Fund's risk relative to market is measured by 

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3. Value of Bond goes down when 

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4. Which is purely treated as an international asset

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5. Institutional distributors needs to be

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6. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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7. FMP are essentially a closed ended Scheme

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8. Interest Rate sensitivity in Bond fund depends on 

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9. Who can not invest in mutual funds?

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10. Index against which performance of a fund is measured, is called

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11. Dividends in the hands of investors are taxable at the rate of

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12. According to the asset allocation rule, equity exposure should be equal to 

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13. Transfer of security from one scheme to another scheme is allowed in MF 

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14. SEBI doesn't allow passing of commission to 

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15. If investors invest through demat can AMC asks for KYC requirement

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16. STT charge on 

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17. Mutual fund is made up of

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18. Standard risk are

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19. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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20. What is the indicator of the risk adjusted performance ratio? 

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21. In case of online transaction, transaction time is applicable 

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22. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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23. Function of OD is

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24. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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25. Who can not be the distributor of the AMC 

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26. What is the rate of return of PPF

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27. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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28. Asset allocation should be in line with

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29. Asset allocation means

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30. Which one is false about debenture

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31. Last step in the process of designing model portfolio

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32. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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33. Which function AMC can't do in house 

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34. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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35. Which is same as of OD?

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36. Request for purchase can be made

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37. Mutual fund distributor in India are member of AMFI

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38. The information regarding Which category of investors can invest in MF, is
given in

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39. A young investor having objective of capital appreciation should invest in

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40. Which of the following need not be included in KIM?

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41. In NPS class-C predominantly invests in 

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42. Goal based approach of financial planning focuses on

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43. KIM has to be updated

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44. Which of the following is appointed by trustee?

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45. Which one is not exempted in wealth tax

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46. MIP is a Debt Scheme

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47. In NPS investors get choice of the asset class but don't get choice of investment manager

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48. Low PE indicates that stock is cheap and you should buy it

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49. Which distribution channel don't have a huge branch network?

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50. Which expense can be not charged to scheme?

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.