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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

1 / 50

Transfer of security from one scheme to another scheme is allowed in MF 

2 / 50

If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

3 / 50

STT charge on 

4 / 50

Dividends in the hands of investors are taxable at the rate of

5 / 50

KIM has to be updated

6 / 50

Calculate the sales price of a unit when NAV is 15 and exit load 1%

7 / 50

Which is purely treated as an international asset

8 / 50

SEBI doesn't allow passing of commission to 

9 / 50

Which distribution channel don't have a huge branch network?

10 / 50

Last step in the process of designing model portfolio

11 / 50

A young investor having objective of capital appreciation should invest in

12 / 50

Value of Bond goes down when 

13 / 50

Fund's risk relative to market is measured by 

14 / 50

Which of the following need not be included in KIM?

15 / 50

Function of OD is

16 / 50

Asset allocation means

17 / 50

Which function AMC can't do in house 

18 / 50

In NPS investors get choice of the asset class but don't get choice of investment manager

19 / 50

As per income tax act, Arbitrage Funds are taxed as per debt scheme

20 / 50

What is the rate of return of PPF

21 / 50

Which one is not exempted in wealth tax

22 / 50

In NPS class-C predominantly invests in 

23 / 50

Interest Rate sensitivity in Bond fund depends on 

24 / 50

Who can not be the distributor of the AMC 

25 / 50

Which expense can be not charged to scheme?

26 / 50

Index against which performance of a fund is measured, is called

27 / 50

Goal based approach of financial planning focuses on

28 / 50

Institutional distributors needs to be

29 / 50

Which of the following is appointed by trustee?

30 / 50

Who allots Amfi Registration Number? 

31 / 50

Asset allocation should be in line with

32 / 50

What is the indicator of the risk adjusted performance ratio? 

33 / 50

FMP are essentially a closed ended Scheme

34 / 50

If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

35 / 50

MIP is a Debt Scheme

36 / 50

Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

37 / 50

Mutual fund distributor in India are member of AMFI

38 / 50

Standard risk are

39 / 50

According to the asset allocation rule, equity exposure should be equal to 

40 / 50

If investors invest through demat can AMC asks for KYC requirement

41 / 50

What should be the Sector Fund Allocation for a single income family having
small investable surplus

42 / 50

Which is same as of OD?

43 / 50

Who can not invest in mutual funds?

44 / 50

Investor has read the OD and then the invested in the fund and fund goes
down, then he

45 / 50

Which one is false about debenture

46 / 50

Request for purchase can be made

47 / 50

The information regarding Which category of investors can invest in MF, is
given in

48 / 50

Mutual fund is made up of

49 / 50

In case of online transaction, transaction time is applicable 

50 / 50

Low PE indicates that stock is cheap and you should buy it

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.