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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Standard risk are

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2. In NPS class-C predominantly invests in 

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3. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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4. STT charge on 

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5. In NPS investors get choice of the asset class but don't get choice of investment manager

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6. Asset allocation means

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7. Which distribution channel don't have a huge branch network?

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8. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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9. Which expense can be not charged to scheme?

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10. Low PE indicates that stock is cheap and you should buy it

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11. What is the indicator of the risk adjusted performance ratio? 

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12. Index against which performance of a fund is measured, is called

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13. Goal based approach of financial planning focuses on

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14. Institutional distributors needs to be

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15. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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16. The information regarding Which category of investors can invest in MF, is
given in

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17. Value of Bond goes down when 

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18. Which one is false about debenture

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19. SEBI doesn't allow passing of commission to 

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20. Mutual fund distributor in India are member of AMFI

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21. KIM has to be updated

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22. Last step in the process of designing model portfolio

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23. Which one is not exempted in wealth tax

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24. Who allots Amfi Registration Number? 

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25. What is the rate of return of PPF

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26. According to the asset allocation rule, equity exposure should be equal to 

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27. Who can not be the distributor of the AMC 

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28. A young investor having objective of capital appreciation should invest in

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29. If investors invest through demat can AMC asks for KYC requirement

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30. Dividends in the hands of investors are taxable at the rate of

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31. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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32. FMP are essentially a closed ended Scheme

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33. Asset allocation should be in line with

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34. Fund's risk relative to market is measured by 

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35. Which of the following is appointed by trustee?

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36. Which is purely treated as an international asset

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37. Function of OD is

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38. Which of the following need not be included in KIM?

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39. Transfer of security from one scheme to another scheme is allowed in MF 

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40. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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41. MIP is a Debt Scheme

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42. Request for purchase can be made

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43. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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44. In case of online transaction, transaction time is applicable 

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45. Who can not invest in mutual funds?

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46. Which function AMC can't do in house 

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47. Mutual fund is made up of

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48. Interest Rate sensitivity in Bond fund depends on 

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49. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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50. Which is same as of OD?

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.