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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Which one is false about debenture

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2. Goal based approach of financial planning focuses on

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3. If investors invest through demat can AMC asks for KYC requirement

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4. Last step in the process of designing model portfolio

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5. SEBI doesn't allow passing of commission to 

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6. The information regarding Which category of investors can invest in MF, is
given in

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7. What is the indicator of the risk adjusted performance ratio? 

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8. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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9. Which is same as of OD?

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10. Transfer of security from one scheme to another scheme is allowed in MF 

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11. Which of the following is appointed by trustee?

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12. According to the asset allocation rule, equity exposure should be equal to 

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13. Which expense can be not charged to scheme?

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14. Mutual fund is made up of

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15. Who can not be the distributor of the AMC 

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16. Interest Rate sensitivity in Bond fund depends on 

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17. Which function AMC can't do in house 

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18. Function of OD is

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19. Low PE indicates that stock is cheap and you should buy it

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20. Index against which performance of a fund is measured, is called

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21. Who can not invest in mutual funds?

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22. STT charge on 

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23. Mutual fund distributor in India are member of AMFI

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24. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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25. Which one is not exempted in wealth tax

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26. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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27. What is the rate of return of PPF

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28. In case of online transaction, transaction time is applicable 

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29. Value of Bond goes down when 

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30. FMP are essentially a closed ended Scheme

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31. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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32. Dividends in the hands of investors are taxable at the rate of

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33. Asset allocation means

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34. Standard risk are

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35. Who allots Amfi Registration Number? 

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36. In NPS investors get choice of the asset class but don't get choice of investment manager

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37. Request for purchase can be made

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38. Which of the following need not be included in KIM?

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39. Asset allocation should be in line with

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40. Which distribution channel don't have a huge branch network?

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41. Institutional distributors needs to be

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42. A young investor having objective of capital appreciation should invest in

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43. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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44. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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45. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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46. MIP is a Debt Scheme

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47. KIM has to be updated

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48. Fund's risk relative to market is measured by 

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49. Which is purely treated as an international asset

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50. In NPS class-C predominantly invests in 

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.