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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

1 / 50

KIM has to be updated

2 / 50

Goal based approach of financial planning focuses on

3 / 50

Index against which performance of a fund is measured, is called

4 / 50

Which of the following is appointed by trustee?

5 / 50

Which is same as of OD?

6 / 50

Which one is not exempted in wealth tax

7 / 50

Value of Bond goes down when 

8 / 50

Which of the following need not be included in KIM?

9 / 50

Which distribution channel don't have a huge branch network?

10 / 50

Which is purely treated as an international asset

11 / 50

Which function AMC can't do in house 

12 / 50

Interest Rate sensitivity in Bond fund depends on 

13 / 50

Dividends in the hands of investors are taxable at the rate of

14 / 50

As per income tax act, Arbitrage Funds are taxed as per debt scheme

15 / 50

According to the asset allocation rule, equity exposure should be equal to 

16 / 50

Which expense can be not charged to scheme?

17 / 50

Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

18 / 50

Who allots Amfi Registration Number? 

19 / 50

A young investor having objective of capital appreciation should invest in

20 / 50

Mutual fund is made up of

21 / 50

Last step in the process of designing model portfolio

22 / 50

The information regarding Which category of investors can invest in MF, is
given in

23 / 50

FMP are essentially a closed ended Scheme

24 / 50

What is the indicator of the risk adjusted performance ratio? 

25 / 50

Asset allocation should be in line with

26 / 50

SEBI doesn't allow passing of commission to 

27 / 50

In NPS class-C predominantly invests in 

28 / 50

If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

29 / 50

If investors invest through demat can AMC asks for KYC requirement

30 / 50

Who can not invest in mutual funds?

31 / 50

In case of online transaction, transaction time is applicable 

32 / 50

In NPS investors get choice of the asset class but don't get choice of investment manager

33 / 50

Investor has read the OD and then the invested in the fund and fund goes
down, then he

34 / 50

Function of OD is

35 / 50

Low PE indicates that stock is cheap and you should buy it

36 / 50

Institutional distributors needs to be

37 / 50

If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

38 / 50

What should be the Sector Fund Allocation for a single income family having
small investable surplus

39 / 50

Calculate the sales price of a unit when NAV is 15 and exit load 1%

40 / 50

Standard risk are

41 / 50

MIP is a Debt Scheme

42 / 50

Fund's risk relative to market is measured by 

43 / 50

What is the rate of return of PPF

44 / 50

Who can not be the distributor of the AMC 

45 / 50

Transfer of security from one scheme to another scheme is allowed in MF 

46 / 50

Asset allocation means

47 / 50

Which one is false about debenture

48 / 50

STT charge on 

49 / 50

Mutual fund distributor in India are member of AMFI

50 / 50

Request for purchase can be made

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.