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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

1 / 50

Asset allocation should be in line with

2 / 50

The information regarding Which category of investors can invest in MF, is
given in

3 / 50

Function of OD is

4 / 50

Which one is false about debenture

5 / 50

Which of the following is appointed by trustee?

6 / 50

STT charge on 

7 / 50

Mutual fund distributor in India are member of AMFI

8 / 50

Which expense can be not charged to scheme?

9 / 50

Index against which performance of a fund is measured, is called

10 / 50

Request for purchase can be made

11 / 50

Low PE indicates that stock is cheap and you should buy it

12 / 50

Calculate the sales price of a unit when NAV is 15 and exit load 1%

13 / 50

In NPS investors get choice of the asset class but don't get choice of investment manager

14 / 50

Who allots Amfi Registration Number? 

15 / 50

What is the rate of return of PPF

16 / 50

Which distribution channel don't have a huge branch network?

17 / 50

Who can not invest in mutual funds?

18 / 50

In case of online transaction, transaction time is applicable 

19 / 50

Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

20 / 50

If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

21 / 50

Mutual fund is made up of

22 / 50

Who can not be the distributor of the AMC 

23 / 50

Dividends in the hands of investors are taxable at the rate of

24 / 50

If investors invest through demat can AMC asks for KYC requirement

25 / 50

Investor has read the OD and then the invested in the fund and fund goes
down, then he

26 / 50

Fund's risk relative to market is measured by 

27 / 50

KIM has to be updated

28 / 50

Transfer of security from one scheme to another scheme is allowed in MF 

29 / 50

FMP are essentially a closed ended Scheme

30 / 50

Value of Bond goes down when 

31 / 50

Interest Rate sensitivity in Bond fund depends on 

32 / 50

A young investor having objective of capital appreciation should invest in

33 / 50

MIP is a Debt Scheme

34 / 50

Standard risk are

35 / 50

SEBI doesn't allow passing of commission to 

36 / 50

In NPS class-C predominantly invests in 

37 / 50

According to the asset allocation rule, equity exposure should be equal to 

38 / 50

Which one is not exempted in wealth tax

39 / 50

What is the indicator of the risk adjusted performance ratio? 

40 / 50

What should be the Sector Fund Allocation for a single income family having
small investable surplus

41 / 50

If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

42 / 50

Institutional distributors needs to be

43 / 50

As per income tax act, Arbitrage Funds are taxed as per debt scheme

44 / 50

Goal based approach of financial planning focuses on

45 / 50

Which is purely treated as an international asset

46 / 50

Which of the following need not be included in KIM?

47 / 50

Which is same as of OD?

48 / 50

Last step in the process of designing model portfolio

49 / 50

Asset allocation means

50 / 50

Which function AMC can't do in house 

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.