0%
NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

1 / 50

1. If investors invest through demat can AMC asks for KYC requirement

2 / 50

2. Who can not invest in mutual funds?

3 / 50

3. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

4 / 50

4. In case of online transaction, transaction time is applicable 

5 / 50

5. STT charge on 

6 / 50

6. Asset allocation means

7 / 50

7. FMP are essentially a closed ended Scheme

8 / 50

8. Asset allocation should be in line with

9 / 50

9. Who allots Amfi Registration Number? 

10 / 50

10. According to the asset allocation rule, equity exposure should be equal to 

11 / 50

11. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

12 / 50

12. MIP is a Debt Scheme

13 / 50

13. Institutional distributors needs to be

14 / 50

14. Which is same as of OD?

15 / 50

15. Which distribution channel don't have a huge branch network?

16 / 50

16. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

17 / 50

17. Which function AMC can't do in house 

18 / 50

18. Low PE indicates that stock is cheap and you should buy it

19 / 50

19. What should be the Sector Fund Allocation for a single income family having
small investable surplus

20 / 50

20. In NPS investors get choice of the asset class but don't get choice of investment manager

21 / 50

21. What is the rate of return of PPF

22 / 50

22. Dividends in the hands of investors are taxable at the rate of

23 / 50

23. Mutual fund is made up of

24 / 50

24. The information regarding Which category of investors can invest in MF, is
given in

25 / 50

25. Which one is not exempted in wealth tax

26 / 50

26. Transfer of security from one scheme to another scheme is allowed in MF 

27 / 50

27. Last step in the process of designing model portfolio

28 / 50

28. What is the indicator of the risk adjusted performance ratio? 

29 / 50

29. Calculate the sales price of a unit when NAV is 15 and exit load 1%

30 / 50

30. Function of OD is

31 / 50

31. Interest Rate sensitivity in Bond fund depends on 

32 / 50

32. Index against which performance of a fund is measured, is called

33 / 50

33. Request for purchase can be made

34 / 50

34. Value of Bond goes down when 

35 / 50

35. Which is purely treated as an international asset

36 / 50

36. Mutual fund distributor in India are member of AMFI

37 / 50

37. SEBI doesn't allow passing of commission to 

38 / 50

38. Standard risk are

39 / 50

39. Who can not be the distributor of the AMC 

40 / 50

40. As per income tax act, Arbitrage Funds are taxed as per debt scheme

41 / 50

41. Which of the following need not be included in KIM?

42 / 50

42. Which one is false about debenture

43 / 50

43. Goal based approach of financial planning focuses on

44 / 50

44. Which expense can be not charged to scheme?

45 / 50

45. A young investor having objective of capital appreciation should invest in

46 / 50

46. In NPS class-C predominantly invests in 

47 / 50

47. Investor has read the OD and then the invested in the fund and fund goes
down, then he

48 / 50

48. Which of the following is appointed by trustee?

49 / 50

49. Fund's risk relative to market is measured by 

50 / 50

50. KIM has to be updated

Your score is

The average score is 57%

0%

This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
Mock Test 1  |  Mock Test 2  |  Mock Test 3  |  Mock Test 4  |  Mock Test 5  |  Mock Test 6  |  Mock Test 7  |  Mock Test 8  |  Mock Test 9  |  Mock Test 10

For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.