0%
NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

1 / 50

Calculate the sales price of a unit when NAV is 15 and exit load 1%

2 / 50

FMP are essentially a closed ended Scheme

3 / 50

If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

4 / 50

KIM has to be updated

5 / 50

Last step in the process of designing model portfolio

6 / 50

Interest Rate sensitivity in Bond fund depends on 

7 / 50

If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

8 / 50

Institutional distributors needs to be

9 / 50

Who can not be the distributor of the AMC 

10 / 50

Which one is false about debenture

11 / 50

STT charge on 

12 / 50

If investors invest through demat can AMC asks for KYC requirement

13 / 50

Which expense can be not charged to scheme?

14 / 50

In NPS investors get choice of the asset class but don't get choice of investment manager

15 / 50

Goal based approach of financial planning focuses on

16 / 50

Mutual fund distributor in India are member of AMFI

17 / 50

Low PE indicates that stock is cheap and you should buy it

18 / 50

Which of the following need not be included in KIM?

19 / 50

What is the rate of return of PPF

20 / 50

Which is purely treated as an international asset

21 / 50

What should be the Sector Fund Allocation for a single income family having
small investable surplus

22 / 50

Transfer of security from one scheme to another scheme is allowed in MF 

23 / 50

Fund's risk relative to market is measured by 

24 / 50

Dividends in the hands of investors are taxable at the rate of

25 / 50

What is the indicator of the risk adjusted performance ratio? 

26 / 50

Request for purchase can be made

27 / 50

Who can not invest in mutual funds?

28 / 50

In NPS class-C predominantly invests in 

29 / 50

As per income tax act, Arbitrage Funds are taxed as per debt scheme

30 / 50

SEBI doesn't allow passing of commission to 

31 / 50

Which is same as of OD?

32 / 50

Value of Bond goes down when 

33 / 50

Asset allocation should be in line with

34 / 50

In case of online transaction, transaction time is applicable 

35 / 50

Function of OD is

36 / 50

MIP is a Debt Scheme

37 / 50

Standard risk are

38 / 50

Which of the following is appointed by trustee?

39 / 50

Which one is not exempted in wealth tax

40 / 50

Which function AMC can't do in house 

41 / 50

Who allots Amfi Registration Number? 

42 / 50

A young investor having objective of capital appreciation should invest in

43 / 50

Index against which performance of a fund is measured, is called

44 / 50

Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

45 / 50

According to the asset allocation rule, equity exposure should be equal to 

46 / 50

Asset allocation means

47 / 50

Investor has read the OD and then the invested in the fund and fund goes
down, then he

48 / 50

The information regarding Which category of investors can invest in MF, is
given in

49 / 50

Mutual fund is made up of

50 / 50

Which distribution channel don't have a huge branch network?

Your score is

The average score is 59%

0%

This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
Mock Test 1  |  Mock Test 2  |  Mock Test 3  |  Mock Test 4  |  Mock Test 5  |  Mock Test 6  |  Mock Test 7  |  Mock Test 8  |  Mock Test 9  |  Mock Test 10

For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.