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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

1 / 50

What should be the Sector Fund Allocation for a single income family having
small investable surplus

2 / 50

According to the asset allocation rule, equity exposure should be equal to 

3 / 50

Calculate the sales price of a unit when NAV is 15 and exit load 1%

4 / 50

Mutual fund distributor in India are member of AMFI

5 / 50

Asset allocation means

6 / 50

In case of online transaction, transaction time is applicable 

7 / 50

In NPS class-C predominantly invests in 

8 / 50

Who allots Amfi Registration Number? 

9 / 50

In NPS investors get choice of the asset class but don't get choice of investment manager

10 / 50

Fund's risk relative to market is measured by 

11 / 50

Index against which performance of a fund is measured, is called

12 / 50

Which function AMC can't do in house 

13 / 50

A young investor having objective of capital appreciation should invest in

14 / 50

Request for purchase can be made

15 / 50

Function of OD is

16 / 50

MIP is a Debt Scheme

17 / 50

If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

18 / 50

Low PE indicates that stock is cheap and you should buy it

19 / 50

Mutual fund is made up of

20 / 50

SEBI doesn't allow passing of commission to 

21 / 50

The information regarding Which category of investors can invest in MF, is
given in

22 / 50

Which distribution channel don't have a huge branch network?

23 / 50

Which of the following is appointed by trustee?

24 / 50

STT charge on 

25 / 50

Investor has read the OD and then the invested in the fund and fund goes
down, then he

26 / 50

Asset allocation should be in line with

27 / 50

Last step in the process of designing model portfolio

28 / 50

Which expense can be not charged to scheme?

29 / 50

Interest Rate sensitivity in Bond fund depends on 

30 / 50

Value of Bond goes down when 

31 / 50

What is the rate of return of PPF

32 / 50

Standard risk are

33 / 50

Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

34 / 50

Transfer of security from one scheme to another scheme is allowed in MF 

35 / 50

Institutional distributors needs to be

36 / 50

Which is same as of OD?

37 / 50

Who can not be the distributor of the AMC 

38 / 50

Which one is false about debenture

39 / 50

What is the indicator of the risk adjusted performance ratio? 

40 / 50

Dividends in the hands of investors are taxable at the rate of

41 / 50

Which of the following need not be included in KIM?

42 / 50

Who can not invest in mutual funds?

43 / 50

Which is purely treated as an international asset

44 / 50

Which one is not exempted in wealth tax

45 / 50

Goal based approach of financial planning focuses on

46 / 50

If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

47 / 50

FMP are essentially a closed ended Scheme

48 / 50

KIM has to be updated

49 / 50

As per income tax act, Arbitrage Funds are taxed as per debt scheme

50 / 50

If investors invest through demat can AMC asks for KYC requirement

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.