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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. What is the indicator of the risk adjusted performance ratio? 

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2. Request for purchase can be made

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3. Which function AMC can't do in house 

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4. Which expense can be not charged to scheme?

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5. What is the rate of return of PPF

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6. Asset allocation should be in line with

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7. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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8. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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9. Which is purely treated as an international asset

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10. MIP is a Debt Scheme

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11. Function of OD is

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12. Who can not be the distributor of the AMC 

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13. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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14. Last step in the process of designing model portfolio

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15. Mutual fund is made up of

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16. SEBI doesn't allow passing of commission to 

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17. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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18. According to the asset allocation rule, equity exposure should be equal to 

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19. If investors invest through demat can AMC asks for KYC requirement

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20. Low PE indicates that stock is cheap and you should buy it

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21. Mutual fund distributor in India are member of AMFI

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22. Which of the following is appointed by trustee?

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23. Value of Bond goes down when 

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24. Who can not invest in mutual funds?

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25. In case of online transaction, transaction time is applicable 

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26. Which distribution channel don't have a huge branch network?

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27. A young investor having objective of capital appreciation should invest in

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28. Transfer of security from one scheme to another scheme is allowed in MF 

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29. Which one is false about debenture

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30. The information regarding Which category of investors can invest in MF, is
given in

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31. In NPS class-C predominantly invests in 

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32. Fund's risk relative to market is measured by 

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33. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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34. Who allots Amfi Registration Number? 

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35. Index against which performance of a fund is measured, is called

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36. Goal based approach of financial planning focuses on

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37. Which is same as of OD?

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38. FMP are essentially a closed ended Scheme

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39. Dividends in the hands of investors are taxable at the rate of

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40. Which of the following need not be included in KIM?

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41. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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42. KIM has to be updated

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43. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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44. Which one is not exempted in wealth tax

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45. Asset allocation means

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46. Standard risk are

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47. Interest Rate sensitivity in Bond fund depends on 

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48. STT charge on 

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49. Institutional distributors needs to be

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50. In NPS investors get choice of the asset class but don't get choice of investment manager

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.