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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Low PE indicates that stock is cheap and you should buy it

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2. Dividends in the hands of investors are taxable at the rate of

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3. In NPS class-C predominantly invests in 

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4. Standard risk are

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5. SEBI doesn't allow passing of commission to 

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6. FMP are essentially a closed ended Scheme

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7. Request for purchase can be made

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8. Which one is false about debenture

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9. Which of the following need not be included in KIM?

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10. If investors invest through demat can AMC asks for KYC requirement

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11. MIP is a Debt Scheme

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12. Goal based approach of financial planning focuses on

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13. Which distribution channel don't have a huge branch network?

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14. Which function AMC can't do in house 

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15. In NPS investors get choice of the asset class but don't get choice of investment manager

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16. Interest Rate sensitivity in Bond fund depends on 

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17. Who can not be the distributor of the AMC 

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18. Mutual fund distributor in India are member of AMFI

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19. Which is purely treated as an international asset

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20. The information regarding Which category of investors can invest in MF, is
given in

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21. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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22. Transfer of security from one scheme to another scheme is allowed in MF 

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23. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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24. Which one is not exempted in wealth tax

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25. What is the rate of return of PPF

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26. Asset allocation means

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27. According to the asset allocation rule, equity exposure should be equal to 

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28. Mutual fund is made up of

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29. Institutional distributors needs to be

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30. Fund's risk relative to market is measured by 

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31. Function of OD is

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32. Asset allocation should be in line with

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33. Last step in the process of designing model portfolio

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34. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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35. In case of online transaction, transaction time is applicable 

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36. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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37. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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38. What is the indicator of the risk adjusted performance ratio? 

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39. Which expense can be not charged to scheme?

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40. Who allots Amfi Registration Number? 

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41. Which of the following is appointed by trustee?

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42. Index against which performance of a fund is measured, is called

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43. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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44. Who can not invest in mutual funds?

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45. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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46. Value of Bond goes down when 

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47. A young investor having objective of capital appreciation should invest in

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48. STT charge on 

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49. Which is same as of OD?

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50. KIM has to be updated

Your score is

The average score is 57%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.