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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

What is the recurring expense on first 100 cr for equity schemes

2 / 50

Which of the following are self regulatory organization(SRO)

3 / 50

Arbitrage fund are not equity fund 

4 / 50

Who Appoints the AMC

5 / 50

Sponsor's net worth should be positive for

6 / 50

In the NPS each investment manager appoints own distributor

7 / 50

The role of insurance is more critical for physical assets than financial assets

8 / 50

Value stocks

9 / 50

Index funds are_____________fund 

10 / 50

The investment portfolio is created based on

11 / 50

A Passive Fund Manager

12 / 50

Investor in MF can choose asset class but not investment manager

13 / 50

Financial Planning Involves

14 / 50

As the no of earning member in a family increases risk appetite

15 / 50

Which of the following is not a function of R&T agent

16 / 50

The fund sponsors should have a sound financial track record of

17 / 50

Risk adjusted return is measured by

18 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

19 / 50

Mid cap stocks are risky in the time of

20 / 50

A trail commission is justified when

21 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

22 / 50

Agents are compensated by mutual funds

23 / 50

Model portfolio should be determined based on commission income possibility for distributor

24 / 50

Equity investment through sip can be suggested for investor looking for

25 / 50

At time of NFO, which document compulsorily filed with SEBI 

26 / 50

The first step of financial planning is 

27 / 50

Which of the following is true for FMP

28 / 50

When interest rates rise, bond prices

29 / 50

The maturity period of RBI relief bonds is

30 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

31 / 50

A better performance than the return on index is given by

32 / 50

What type of bond fund carries least interest rate risk

33 / 50

Which of the following has lowest risk

34 / 50

How to compare index fund

35 / 50

Which of these investors is allowed to do a nomination?

36 / 50

Which of the followings is physical asset?

37 / 50

Collection and payment of fund is a responsibility of

38 / 50

Need of Life insurance in life is

39 / 50

Mutual Fund sponsor can be compared to

40 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

41 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

42 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

43 / 50

Other than Indian residents, rest have to also comply RBI regulations

44 / 50

When price of gold goes up a buyer of gold future contract see it's value

45 / 50

Intra day trading can be done on the basis of-

46 / 50

Bank owned mutual fund are supervised by

47 / 50

Name of asset allocation strategy if it is fixed @ 50 %

48 / 50

Trail commission means paying 

49 / 50

Debt Securities bought at a discount to their Face Value are generally

50 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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