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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

A better performance than the return on index is given by

2 / 50

Index funds are_____________fund 

3 / 50

Sponsor's net worth should be positive for

4 / 50

A Passive Fund Manager

5 / 50

What type of bond fund carries least interest rate risk

6 / 50

Collection and payment of fund is a responsibility of

7 / 50

The maturity period of RBI relief bonds is

8 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

9 / 50

Which of the following are self regulatory organization(SRO)

10 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

11 / 50

Agents are compensated by mutual funds

12 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

13 / 50

Intra day trading can be done on the basis of-

14 / 50

Bank owned mutual fund are supervised by

15 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

16 / 50

Name of asset allocation strategy if it is fixed @ 50 %

17 / 50

A trail commission is justified when

18 / 50

Which of the following is true for FMP

19 / 50

Which of the following has lowest risk

20 / 50

Investor in MF can choose asset class but not investment manager

21 / 50

When interest rates rise, bond prices

22 / 50

Mid cap stocks are risky in the time of

23 / 50

Debt Securities bought at a discount to their Face Value are generally

24 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

25 / 50

Who Appoints the AMC

26 / 50

Value stocks

27 / 50

The role of insurance is more critical for physical assets than financial assets

28 / 50

The investment portfolio is created based on

29 / 50

Arbitrage fund are not equity fund 

30 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

31 / 50

At time of NFO, which document compulsorily filed with SEBI 

32 / 50

When price of gold goes up a buyer of gold future contract see it's value

33 / 50

In the NPS each investment manager appoints own distributor

34 / 50

Need of Life insurance in life is

35 / 50

Equity investment through sip can be suggested for investor looking for

36 / 50

Trail commission means paying 

37 / 50

What is the recurring expense on first 100 cr for equity schemes

38 / 50

Which of the followings is physical asset?

39 / 50

Model portfolio should be determined based on commission income possibility for distributor

40 / 50

Mutual Fund sponsor can be compared to

41 / 50

How to compare index fund

42 / 50

Risk adjusted return is measured by

43 / 50

Which of the following is not a function of R&T agent

44 / 50

The first step of financial planning is 

45 / 50

As the no of earning member in a family increases risk appetite

46 / 50

The fund sponsors should have a sound financial track record of

47 / 50

Other than Indian residents, rest have to also comply RBI regulations

48 / 50

Financial Planning Involves

49 / 50

Which of these investors is allowed to do a nomination?

50 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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