NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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2. Which is technical analysis- 

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3. PAN card is not required in case of-

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4. In India mutual funds are-

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5. Formula for CAGR calculation is

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6. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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7. Initial issue expenses in a liquid fund has to be- 

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8. Independent trustee are appointed by- 

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9. Which investment below gives international exposure

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10. What is not true objective of life insurance- 

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11. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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12. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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13. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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14. If beta of a scheme is less than one the the fund is-

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15. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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16. Fund management cost is more in- 

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17. In case of breach of Code of conduct license is canceled by-

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18. What is true about premium paid in a life insurance company ?

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19. How is company fixed deposit compare to bank fixed deposit ?

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20. What is the DDT for an individual in liquid fund ?

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21. Distributors are paid-

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22. What is the highest expense ratio in a Fund of Fund scheme ?

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23. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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24. If an investor wants full exposure of gold his investment should be into

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25. How frequently NAV of an equity scheme are calculated 

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26. Time stamp machine contains- 

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27. Formula to find out the Standard Deviation in excel is

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28. Arrange in correct sequence

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29. Who keeps detail report of transaction- 

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30. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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31. Which one of the following is not an eligible investor? 

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32. Unit capital is issued at-

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33. The insurance associated with new pension schemes are regulated by-

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34. Minimum contribution of a sponsor in an AMC should be-

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35. FMP can give better interest than a Bank Deposit

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36. Which fund is an actively managed fund? 

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37. The expected return & yield of the scheme is mentioned in KIM 

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38. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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39. Which is true in case of PPF?

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40. On doing risk profiling which asset allocation does it give ?

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41. SEBI is sole regulatory authority for MF are answerable

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42. Trail commission to advisor helps in --

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43. KYC is compulsory -

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44. Which of the following is against the ethics & Code of conduct guide line of AMFI

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45. A fixed term plan series is-

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46. The person with whom the units are pledged is known as

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47. KIM is attached with ?

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48. A schemes NAV value increases for the period of 2 yrs . it will show-

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49. KYC is required for-

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50. Exit load __________

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.