NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. KYC is required for-

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2. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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3. A schemes NAV value increases for the period of 2 yrs . it will show-

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4. How frequently NAV of an equity scheme are calculated 

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5. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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6. In case of breach of Code of conduct license is canceled by-

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7. What is the DDT for an individual in liquid fund ?

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8. Which one of the following is not an eligible investor? 

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9. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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10. What is not true objective of life insurance- 

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11. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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12. Which is technical analysis- 

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13. PAN card is not required in case of-

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14. What is the highest expense ratio in a Fund of Fund scheme ?

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15. KYC is compulsory -

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16. Formula for CAGR calculation is

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17. How is company fixed deposit compare to bank fixed deposit ?

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18. Exit load __________

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19. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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20. Time stamp machine contains- 

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21. Minimum contribution of a sponsor in an AMC should be-

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22. Fund management cost is more in- 

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23. The person with whom the units are pledged is known as

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24. A fixed term plan series is-

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25. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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26. If beta of a scheme is less than one the the fund is-

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27. Arrange in correct sequence

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28. Which fund is an actively managed fund? 

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29. FMP can give better interest than a Bank Deposit

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30. KIM is attached with ?

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31. The expected return & yield of the scheme is mentioned in KIM 

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32. Formula to find out the Standard Deviation in excel is

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33. SEBI is sole regulatory authority for MF are answerable

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34. If an investor wants full exposure of gold his investment should be into

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35. Which investment below gives international exposure

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36. In India mutual funds are-

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37. Who keeps detail report of transaction- 

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38. What is true about premium paid in a life insurance company ?

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39. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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40. Unit capital is issued at-

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41. Independent trustee are appointed by- 

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42. Distributors are paid-

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43. Which is true in case of PPF?

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44. Which of the following is against the ethics & Code of conduct guide line of AMFI

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45. Initial issue expenses in a liquid fund has to be- 

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46. The insurance associated with new pension schemes are regulated by-

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47. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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48. Trail commission to advisor helps in --

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49. On doing risk profiling which asset allocation does it give ?

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50. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.