NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

1 / 50

Initial issue expenses in a liquid fund has to be- 

2 / 50

Which is technical analysis- 

3 / 50

Formula for CAGR calculation is

4 / 50

KYC is compulsory -

5 / 50

On doing risk profiling which asset allocation does it give ?

6 / 50

Unit capital is issued at-

7 / 50

Independent trustee are appointed by- 

8 / 50

Which fund is an actively managed fund? 

9 / 50

The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

10 / 50

If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

11 / 50

Arrange in correct sequence

12 / 50

The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

13 / 50

Which one of the following is not an eligible investor? 

14 / 50

Trail commission to advisor helps in --

15 / 50

A schemes NAV value increases for the period of 2 yrs . it will show-

16 / 50

What is true about premium paid in a life insurance company ?

17 / 50

Fund management cost is more in- 

18 / 50

KIM is attached with ?

19 / 50

If beta of a scheme is less than one the the fund is-

20 / 50

Distributors are paid-

21 / 50

The person with whom the units are pledged is known as

22 / 50

How is company fixed deposit compare to bank fixed deposit ?

23 / 50

SEBI is sole regulatory authority for MF are answerable

24 / 50

KYC is required for-

25 / 50

If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

26 / 50

For a customer holding units in demat , the AMC also requires to
do his KYC ?

27 / 50

How frequently NAV of an equity scheme are calculated 

28 / 50

A fixed term plan series is-

29 / 50

If an investor wants full exposure of gold his investment should be into

30 / 50

FMP can give better interest than a Bank Deposit

31 / 50

Which of the following is against the ethics & Code of conduct guide line of AMFI

32 / 50

Minimum contribution of a sponsor in an AMC should be-

33 / 50

Exit load __________

34 / 50

I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

35 / 50

In India mutual funds are-

36 / 50

What is the highest expense ratio in a Fund of Fund scheme ?

37 / 50

Which is true in case of PPF?

38 / 50

The expected return & yield of the scheme is mentioned in KIM 

39 / 50

Formula to find out the Standard Deviation in excel is

40 / 50

If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

41 / 50

Time stamp machine contains- 

42 / 50

What is not true objective of life insurance- 

43 / 50

What is the DDT for an individual in liquid fund ?

44 / 50

Which investment below gives international exposure

45 / 50

In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

46 / 50

The insurance associated with new pension schemes are regulated by-

47 / 50

In case of breach of Code of conduct license is canceled by-

48 / 50

Who keeps detail report of transaction- 

49 / 50

In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

50 / 50

PAN card is not required in case of-

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.