NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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2. Which one of the following is not an eligible investor? 

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3. Independent trustee are appointed by- 

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4. Minimum contribution of a sponsor in an AMC should be-

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5. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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6. Fund management cost is more in- 

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7. Unit capital is issued at-

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8. Which investment below gives international exposure

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9. KIM is attached with ?

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10. KYC is required for-

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11. If beta of a scheme is less than one the the fund is-

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12. Who keeps detail report of transaction- 

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13. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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14. The person with whom the units are pledged is known as

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15. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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16. Time stamp machine contains- 

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17. Which is technical analysis- 

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18. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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19. Distributors are paid-

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20. In India mutual funds are-

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21. Initial issue expenses in a liquid fund has to be- 

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22. FMP can give better interest than a Bank Deposit

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23. On doing risk profiling which asset allocation does it give ?

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24. A schemes NAV value increases for the period of 2 yrs . it will show-

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25. SEBI is sole regulatory authority for MF are answerable

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26. Trail commission to advisor helps in --

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27. In case of breach of Code of conduct license is canceled by-

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28. What is the DDT for an individual in liquid fund ?

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29. What is the highest expense ratio in a Fund of Fund scheme ?

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30. If an investor wants full exposure of gold his investment should be into

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31. A fixed term plan series is-

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32. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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33. What is not true objective of life insurance- 

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34. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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35. Exit load __________

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36. The insurance associated with new pension schemes are regulated by-

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37. KYC is compulsory -

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38. Arrange in correct sequence

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39. How frequently NAV of an equity scheme are calculated 

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40. Which fund is an actively managed fund? 

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41. How is company fixed deposit compare to bank fixed deposit ?

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42. The expected return & yield of the scheme is mentioned in KIM 

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43. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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44. What is true about premium paid in a life insurance company ?

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45. PAN card is not required in case of-

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46. Which is true in case of PPF?

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47. Formula for CAGR calculation is

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48. Which of the following is against the ethics & Code of conduct guide line of AMFI

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49. Formula to find out the Standard Deviation in excel is

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50. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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