NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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In India mutual funds are-

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Distributors are paid-

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Which one of the following is not an eligible investor? 

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Which is true in case of PPF?

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Trail commission to advisor helps in --

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A fixed term plan series is-

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What is the DDT for an individual in liquid fund ?

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The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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FMP can give better interest than a Bank Deposit

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What is the highest expense ratio in a Fund of Fund scheme ?

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If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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KYC is compulsory -

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How is company fixed deposit compare to bank fixed deposit ?

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In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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Arrange in correct sequence

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The expected return & yield of the scheme is mentioned in KIM 

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Formula to find out the Standard Deviation in excel is

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How frequently NAV of an equity scheme are calculated 

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In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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KIM is attached with ?

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If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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Which is technical analysis- 

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Which fund is an actively managed fund? 

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Which investment below gives international exposure

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What is not true objective of life insurance- 

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For a customer holding units in demat , the AMC also requires to
do his KYC ?

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Unit capital is issued at-

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The person with whom the units are pledged is known as

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SEBI is sole regulatory authority for MF are answerable

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If beta of a scheme is less than one the the fund is-

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Minimum contribution of a sponsor in an AMC should be-

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On doing risk profiling which asset allocation does it give ?

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Independent trustee are appointed by- 

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Initial issue expenses in a liquid fund has to be- 

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If an investor wants full exposure of gold his investment should be into

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What is true about premium paid in a life insurance company ?

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Fund management cost is more in- 

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The insurance associated with new pension schemes are regulated by-

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Exit load __________

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Which of the following is against the ethics & Code of conduct guide line of AMFI

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Who keeps detail report of transaction- 

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In case of breach of Code of conduct license is canceled by-

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If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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KYC is required for-

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I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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Time stamp machine contains- 

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PAN card is not required in case of-

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A schemes NAV value increases for the period of 2 yrs . it will show-

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The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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Formula for CAGR calculation is

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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