NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

1 / 50

1. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

2 / 50

2. SEBI is sole regulatory authority for MF are answerable

3 / 50

3. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

4 / 50

4. Exit load __________

5 / 50

5. Which of the following is against the ethics & Code of conduct guide line of AMFI

6 / 50

6. What is the DDT for an individual in liquid fund ?

7 / 50

7. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

8 / 50

8. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

9 / 50

9. Who keeps detail report of transaction- 

10 / 50

10. Which investment below gives international exposure

11 / 50

11. The insurance associated with new pension schemes are regulated by-

12 / 50

12. A schemes NAV value increases for the period of 2 yrs . it will show-

13 / 50

13. What is true about premium paid in a life insurance company ?

14 / 50

14. In India mutual funds are-

15 / 50

15. Unit capital is issued at-

16 / 50

16. Fund management cost is more in- 

17 / 50

17. If an investor wants full exposure of gold his investment should be into

18 / 50

18. Which is technical analysis- 

19 / 50

19. Which fund is an actively managed fund? 

20 / 50

20. What is not true objective of life insurance- 

21 / 50

21. Distributors are paid-

22 / 50

22. How is company fixed deposit compare to bank fixed deposit ?

23 / 50

23. Which is true in case of PPF?

24 / 50

24. The person with whom the units are pledged is known as

25 / 50

25. What is the highest expense ratio in a Fund of Fund scheme ?

26 / 50

26. A fixed term plan series is-

27 / 50

27. Initial issue expenses in a liquid fund has to be- 

28 / 50

28. Which one of the following is not an eligible investor? 

29 / 50

29. PAN card is not required in case of-

30 / 50

30. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

31 / 50

31. How frequently NAV of an equity scheme are calculated 

32 / 50

32. KYC is required for-

33 / 50

33. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

34 / 50

34. Arrange in correct sequence

35 / 50

35. Trail commission to advisor helps in --

36 / 50

36. KYC is compulsory -

37 / 50

37. Formula for CAGR calculation is

38 / 50

38. Time stamp machine contains- 

39 / 50

39. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

40 / 50

40. The expected return & yield of the scheme is mentioned in KIM 

41 / 50

41. FMP can give better interest than a Bank Deposit

42 / 50

42. In case of breach of Code of conduct license is canceled by-

43 / 50

43. For a customer holding units in demat , the AMC also requires to
do his KYC ?

44 / 50

44. Formula to find out the Standard Deviation in excel is

45 / 50

45. Independent trustee are appointed by- 

46 / 50

46. If beta of a scheme is less than one the the fund is-

47 / 50

47. KIM is attached with ?

48 / 50

48. On doing risk profiling which asset allocation does it give ?

49 / 50

49. Minimum contribution of a sponsor in an AMC should be-

50 / 50

50. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
Mock Test 1  |  Mock Test 2  |  Mock Test 3  |  Mock Test 4  |  Mock Test 5  |  Mock Test 6  |  Mock Test 7  |  Mock Test 8  |  Mock Test 9  |  Mock Test 10

For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.