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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

1 / 50

Which function AMC can't do in house 

2 / 50

Which of the following need not be included in KIM?

3 / 50

In NPS class-C predominantly invests in 

4 / 50

Mutual fund distributor in India are member of AMFI

5 / 50

Institutional distributors needs to be

6 / 50

Which of the following is appointed by trustee?

7 / 50

What is the indicator of the risk adjusted performance ratio? 

8 / 50

Request for purchase can be made

9 / 50

FMP are essentially a closed ended Scheme

10 / 50

According to the asset allocation rule, equity exposure should be equal to 

11 / 50

Who allots Amfi Registration Number? 

12 / 50

In NPS investors get choice of the asset class but don't get choice of investment manager

13 / 50

Standard risk are

14 / 50

Which is purely treated as an international asset

15 / 50

Asset allocation should be in line with

16 / 50

Dividends in the hands of investors are taxable at the rate of

17 / 50

KIM has to be updated

18 / 50

The information regarding Which category of investors can invest in MF, is
given in

19 / 50

In case of online transaction, transaction time is applicable 

20 / 50

Last step in the process of designing model portfolio

21 / 50

If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

22 / 50

SEBI doesn't allow passing of commission to 

23 / 50

Value of Bond goes down when 

24 / 50

Interest Rate sensitivity in Bond fund depends on 

25 / 50

Which distribution channel don't have a huge branch network?

26 / 50

Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

27 / 50

What is the rate of return of PPF

28 / 50

Asset allocation means

29 / 50

Transfer of security from one scheme to another scheme is allowed in MF 

30 / 50

Which expense can be not charged to scheme?

31 / 50

Mutual fund is made up of

32 / 50

If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

33 / 50

Fund's risk relative to market is measured by 

34 / 50

Who can not invest in mutual funds?

35 / 50

Low PE indicates that stock is cheap and you should buy it

36 / 50

Calculate the sales price of a unit when NAV is 15 and exit load 1%

37 / 50

A young investor having objective of capital appreciation should invest in

38 / 50

Function of OD is

39 / 50

Which is same as of OD?

40 / 50

As per income tax act, Arbitrage Funds are taxed as per debt scheme

41 / 50

Investor has read the OD and then the invested in the fund and fund goes
down, then he

42 / 50

What should be the Sector Fund Allocation for a single income family having
small investable surplus

43 / 50

If investors invest through demat can AMC asks for KYC requirement

44 / 50

Which one is not exempted in wealth tax

45 / 50

STT charge on 

46 / 50

Which one is false about debenture

47 / 50

MIP is a Debt Scheme

48 / 50

Goal based approach of financial planning focuses on

49 / 50

Index against which performance of a fund is measured, is called

50 / 50

Who can not be the distributor of the AMC 

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
Mock Test 1  |  Mock Test 2  |  Mock Test 3  |  Mock Test 4  |  Mock Test 5  |  Mock Test 6  |  Mock Test 7  |  Mock Test 8  |  Mock Test 9  |  Mock Test 10

For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.