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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Function of OD is

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2. Low PE indicates that stock is cheap and you should buy it

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3. Which function AMC can't do in house 

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4. Dividends in the hands of investors are taxable at the rate of

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5. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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6. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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7. Who can not invest in mutual funds?

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8. Which is same as of OD?

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9. Mutual fund is made up of

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10. Which one is false about debenture

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11. Asset allocation means

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12. Interest Rate sensitivity in Bond fund depends on 

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13. FMP are essentially a closed ended Scheme

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14. Goal based approach of financial planning focuses on

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15. In NPS investors get choice of the asset class but don't get choice of investment manager

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16. MIP is a Debt Scheme

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17. The information regarding Which category of investors can invest in MF, is
given in

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18. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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19. Institutional distributors needs to be

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20. Which distribution channel don't have a huge branch network?

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21. Who can not be the distributor of the AMC 

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22. SEBI doesn't allow passing of commission to 

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23. According to the asset allocation rule, equity exposure should be equal to 

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24. Which expense can be not charged to scheme?

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25. Fund's risk relative to market is measured by 

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26. Which one is not exempted in wealth tax

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27. Which of the following is appointed by trustee?

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28. Who allots Amfi Registration Number? 

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29. What is the indicator of the risk adjusted performance ratio? 

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30. Last step in the process of designing model portfolio

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31. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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32. Which is purely treated as an international asset

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33. Mutual fund distributor in India are member of AMFI

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34. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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35. If investors invest through demat can AMC asks for KYC requirement

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36. Standard risk are

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37. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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38. In NPS class-C predominantly invests in 

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39. In case of online transaction, transaction time is applicable 

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40. Index against which performance of a fund is measured, is called

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41. Which of the following need not be included in KIM?

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42. Value of Bond goes down when 

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43. STT charge on 

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44. Request for purchase can be made

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45. Transfer of security from one scheme to another scheme is allowed in MF 

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46. What is the rate of return of PPF

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47. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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48. A young investor having objective of capital appreciation should invest in

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49. Asset allocation should be in line with

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50. KIM has to be updated

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.