NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

1 / 50

1. Formula for CAGR calculation is

2 / 50

2. In case of breach of Code of conduct license is canceled by-

3 / 50

3. Which of the following is against the ethics & Code of conduct guide line of AMFI

4 / 50

4. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

5 / 50

5. Exit load __________

6 / 50

6. Who keeps detail report of transaction- 

7 / 50

7. KIM is attached with ?

8 / 50

8. KYC is compulsory -

9 / 50

9. Time stamp machine contains- 

10 / 50

10. Independent trustee are appointed by- 

11 / 50

11. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

12 / 50

12. In India mutual funds are-

13 / 50

13. The person with whom the units are pledged is known as

14 / 50

14. What is the highest expense ratio in a Fund of Fund scheme ?

15 / 50

15. FMP can give better interest than a Bank Deposit

16 / 50

16. What is the DDT for an individual in liquid fund ?

17 / 50

17. Unit capital is issued at-

18 / 50

18. KYC is required for-

19 / 50

19. PAN card is not required in case of-

20 / 50

20. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

21 / 50

21. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

22 / 50

22. How is company fixed deposit compare to bank fixed deposit ?

23 / 50

23. Which one of the following is not an eligible investor? 

24 / 50

24. SEBI is sole regulatory authority for MF are answerable

25 / 50

25. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

26 / 50

26. Fund management cost is more in- 

27 / 50

27. If an investor wants full exposure of gold his investment should be into

28 / 50

28. The expected return & yield of the scheme is mentioned in KIM 

29 / 50

29. On doing risk profiling which asset allocation does it give ?

30 / 50

30. Which fund is an actively managed fund? 

31 / 50

31. Initial issue expenses in a liquid fund has to be- 

32 / 50

32. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

33 / 50

33. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

34 / 50

34. Which is technical analysis- 

35 / 50

35. A schemes NAV value increases for the period of 2 yrs . it will show-

36 / 50

36. How frequently NAV of an equity scheme are calculated 

37 / 50

37. Distributors are paid-

38 / 50

38. If beta of a scheme is less than one the the fund is-

39 / 50

39. Trail commission to advisor helps in --

40 / 50

40. What is true about premium paid in a life insurance company ?

41 / 50

41. For a customer holding units in demat , the AMC also requires to
do his KYC ?

42 / 50

42. Which investment below gives international exposure

43 / 50

43. The insurance associated with new pension schemes are regulated by-

44 / 50

44. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

45 / 50

45. Arrange in correct sequence

46 / 50

46. What is not true objective of life insurance- 

47 / 50

47. Formula to find out the Standard Deviation in excel is

48 / 50

48. A fixed term plan series is-

49 / 50

49. Minimum contribution of a sponsor in an AMC should be-

50 / 50

50. Which is true in case of PPF?

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
Mock Test 1  |  Mock Test 2  |  Mock Test 3  |  Mock Test 4  |  Mock Test 5  |  Mock Test 6  |  Mock Test 7  |  Mock Test 8  |  Mock Test 9  |  Mock Test 10

For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.