NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

1 / 50

Which fund is an actively managed fund? 

2 / 50

What is the highest expense ratio in a Fund of Fund scheme ?

3 / 50

Fund management cost is more in- 

4 / 50

How is company fixed deposit compare to bank fixed deposit ?

5 / 50

How frequently NAV of an equity scheme are calculated 

6 / 50

A fixed term plan series is-

7 / 50

The person with whom the units are pledged is known as

8 / 50

Formula for CAGR calculation is

9 / 50

For a customer holding units in demat , the AMC also requires to
do his KYC ?

10 / 50

The insurance associated with new pension schemes are regulated by-

11 / 50

In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

12 / 50

In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

13 / 50

Which of the following is against the ethics & Code of conduct guide line of AMFI

14 / 50

Distributors are paid-

15 / 50

I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

16 / 50

Which is true in case of PPF?

17 / 50

If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

18 / 50

Arrange in correct sequence

19 / 50

Minimum contribution of a sponsor in an AMC should be-

20 / 50

On doing risk profiling which asset allocation does it give ?

21 / 50

The expected return & yield of the scheme is mentioned in KIM 

22 / 50

KYC is required for-

23 / 50

If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

24 / 50

What is the DDT for an individual in liquid fund ?

25 / 50

If an investor wants full exposure of gold his investment should be into

26 / 50

Time stamp machine contains- 

27 / 50

The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

28 / 50

Which one of the following is not an eligible investor? 

29 / 50

SEBI is sole regulatory authority for MF are answerable

30 / 50

Exit load __________

31 / 50

PAN card is not required in case of-

32 / 50

In India mutual funds are-

33 / 50

KYC is compulsory -

34 / 50

KIM is attached with ?

35 / 50

If beta of a scheme is less than one the the fund is-

36 / 50

The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

37 / 50

Trail commission to advisor helps in --

38 / 50

Initial issue expenses in a liquid fund has to be- 

39 / 50

If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

40 / 50

Which is technical analysis- 

41 / 50

What is true about premium paid in a life insurance company ?

42 / 50

Formula to find out the Standard Deviation in excel is

43 / 50

A schemes NAV value increases for the period of 2 yrs . it will show-

44 / 50

Unit capital is issued at-

45 / 50

What is not true objective of life insurance- 

46 / 50

In case of breach of Code of conduct license is canceled by-

47 / 50

Independent trustee are appointed by- 

48 / 50

FMP can give better interest than a Bank Deposit

49 / 50

Who keeps detail report of transaction- 

50 / 50

Which investment below gives international exposure

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The average score is 59%

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This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.