NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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2. Formula to find out the Standard Deviation in excel is

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3. A fixed term plan series is-

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4. What is the highest expense ratio in a Fund of Fund scheme ?

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5. How is company fixed deposit compare to bank fixed deposit ?

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6. Which of the following is against the ethics & Code of conduct guide line of AMFI

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7. PAN card is not required in case of-

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8. Fund management cost is more in- 

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9. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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10. What is the DDT for an individual in liquid fund ?

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11. Which investment below gives international exposure

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12. Trail commission to advisor helps in --

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13. Which one of the following is not an eligible investor? 

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14. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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15. Initial issue expenses in a liquid fund has to be- 

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16. Time stamp machine contains- 

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17. KIM is attached with ?

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18. The insurance associated with new pension schemes are regulated by-

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19. What is not true objective of life insurance- 

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20. Arrange in correct sequence

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21. Unit capital is issued at-

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22. Which is true in case of PPF?

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23. Formula for CAGR calculation is

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24. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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25. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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26. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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27. In India mutual funds are-

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28. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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29. The person with whom the units are pledged is known as

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30. Which is technical analysis- 

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31. Distributors are paid-

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32. In case of breach of Code of conduct license is canceled by-

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33. The expected return & yield of the scheme is mentioned in KIM 

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34. KYC is compulsory -

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35. KYC is required for-

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36. A schemes NAV value increases for the period of 2 yrs . it will show-

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37. What is true about premium paid in a life insurance company ?

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38. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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39. Minimum contribution of a sponsor in an AMC should be-

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40. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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41. SEBI is sole regulatory authority for MF are answerable

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42. If beta of a scheme is less than one the the fund is-

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43. Independent trustee are appointed by- 

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44. FMP can give better interest than a Bank Deposit

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45. Who keeps detail report of transaction- 

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46. How frequently NAV of an equity scheme are calculated 

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47. If an investor wants full exposure of gold his investment should be into

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48. Which fund is an actively managed fund? 

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49. On doing risk profiling which asset allocation does it give ?

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50. Exit load __________

Your score is

The average score is 58%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.