NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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2. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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3. The expected return & yield of the scheme is mentioned in KIM 

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4. SEBI is sole regulatory authority for MF are answerable

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5. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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6. The person with whom the units are pledged is known as

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7. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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8. Formula for CAGR calculation is

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9. What is the highest expense ratio in a Fund of Fund scheme ?

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10. A fixed term plan series is-

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11. Distributors are paid-

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12. KIM is attached with ?

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13. Which is technical analysis- 

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14. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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15. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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16. If an investor wants full exposure of gold his investment should be into

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17. Initial issue expenses in a liquid fund has to be- 

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18. Minimum contribution of a sponsor in an AMC should be-

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19. If beta of a scheme is less than one the the fund is-

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20. What is the DDT for an individual in liquid fund ?

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21. Time stamp machine contains- 

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22. How frequently NAV of an equity scheme are calculated 

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23. Exit load __________

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24. KYC is required for-

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25. KYC is compulsory -

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26. Who keeps detail report of transaction- 

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27. Which one of the following is not an eligible investor? 

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28. Which fund is an actively managed fund? 

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29. On doing risk profiling which asset allocation does it give ?

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30. Which of the following is against the ethics & Code of conduct guide line of AMFI

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31. Independent trustee are appointed by- 

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32. What is not true objective of life insurance- 

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33. In India mutual funds are-

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34. The insurance associated with new pension schemes are regulated by-

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35. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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36. What is true about premium paid in a life insurance company ?

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37. PAN card is not required in case of-

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38. Arrange in correct sequence

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39. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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40. Formula to find out the Standard Deviation in excel is

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41. Trail commission to advisor helps in --

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42. Which investment below gives international exposure

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43. Unit capital is issued at-

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44. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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45. Which is true in case of PPF?

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46. FMP can give better interest than a Bank Deposit

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47. In case of breach of Code of conduct license is canceled by-

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48. A schemes NAV value increases for the period of 2 yrs . it will show-

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49. How is company fixed deposit compare to bank fixed deposit ?

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50. Fund management cost is more in- 

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.