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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Which of the following has lowest risk

2 / 50

Value stocks

3 / 50

The fund sponsors should have a sound financial track record of

4 / 50

Other than Indian residents, rest have to also comply RBI regulations

5 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

6 / 50

The first step of financial planning is 

7 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

8 / 50

Sponsor's net worth should be positive for

9 / 50

Intra day trading can be done on the basis of-

10 / 50

Agents are compensated by mutual funds

11 / 50

A Passive Fund Manager

12 / 50

A better performance than the return on index is given by

13 / 50

Collection and payment of fund is a responsibility of

14 / 50

When price of gold goes up a buyer of gold future contract see it's value

15 / 50

How to compare index fund

16 / 50

What type of bond fund carries least interest rate risk

17 / 50

The role of insurance is more critical for physical assets than financial assets

18 / 50

Equity investment through sip can be suggested for investor looking for

19 / 50

Trail commission means paying 

20 / 50

Which of the following is true for FMP

21 / 50

Index funds are_____________fund 

22 / 50

Mutual Fund sponsor can be compared to

23 / 50

A trail commission is justified when

24 / 50

When interest rates rise, bond prices

25 / 50

Bank owned mutual fund are supervised by

26 / 50

Risk adjusted return is measured by

27 / 50

The investment portfolio is created based on

28 / 50

Which of the followings is physical asset?

29 / 50

Which of these investors is allowed to do a nomination?

30 / 50

Need of Life insurance in life is

31 / 50

At time of NFO, which document compulsorily filed with SEBI 

32 / 50

Debt Securities bought at a discount to their Face Value are generally

33 / 50

Name of asset allocation strategy if it is fixed @ 50 %

34 / 50

Mid cap stocks are risky in the time of

35 / 50

Investor in MF can choose asset class but not investment manager

36 / 50

The maturity period of RBI relief bonds is

37 / 50

As the no of earning member in a family increases risk appetite

38 / 50

Financial Planning Involves

39 / 50

Arbitrage fund are not equity fund 

40 / 50

Which of the following are self regulatory organization(SRO)

41 / 50

Who Appoints the AMC

42 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

43 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

44 / 50

What is the recurring expense on first 100 cr for equity schemes

45 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

46 / 50

In the NPS each investment manager appoints own distributor

47 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

48 / 50

Model portfolio should be determined based on commission income possibility for distributor

49 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

50 / 50

Which of the following is not a function of R&T agent

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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