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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

The maturity period of RBI relief bonds is

2 / 50

Agents are compensated by mutual funds

3 / 50

Who Appoints the AMC

4 / 50

Which of these investors is allowed to do a nomination?

5 / 50

The investment portfolio is created based on

6 / 50

Collection and payment of fund is a responsibility of

7 / 50

Value stocks

8 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

9 / 50

Trail commission means paying 

10 / 50

Mid cap stocks are risky in the time of

11 / 50

Need of Life insurance in life is

12 / 50

Investor in MF can choose asset class but not investment manager

13 / 50

How to compare index fund

14 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

15 / 50

Name of asset allocation strategy if it is fixed @ 50 %

16 / 50

Index funds are_____________fund 

17 / 50

At time of NFO, which document compulsorily filed with SEBI 

18 / 50

When interest rates rise, bond prices

19 / 50

A trail commission is justified when

20 / 50

Financial Planning Involves

21 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

22 / 50

Which of the followings is physical asset?

23 / 50

Which of the following is true for FMP

24 / 50

Intra day trading can be done on the basis of-

25 / 50

What type of bond fund carries least interest rate risk

26 / 50

The role of insurance is more critical for physical assets than financial assets

27 / 50

Which of the following has lowest risk

28 / 50

Debt Securities bought at a discount to their Face Value are generally

29 / 50

Model portfolio should be determined based on commission income possibility for distributor

30 / 50

The first step of financial planning is 

31 / 50

Sponsor's net worth should be positive for

32 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

33 / 50

As the no of earning member in a family increases risk appetite

34 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

35 / 50

Bank owned mutual fund are supervised by

36 / 50

Mutual Fund sponsor can be compared to

37 / 50

What is the recurring expense on first 100 cr for equity schemes

38 / 50

A Passive Fund Manager

39 / 50

Risk adjusted return is measured by

40 / 50

Equity investment through sip can be suggested for investor looking for

41 / 50

Other than Indian residents, rest have to also comply RBI regulations

42 / 50

Which of the following are self regulatory organization(SRO)

43 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

44 / 50

Arbitrage fund are not equity fund 

45 / 50

In the NPS each investment manager appoints own distributor

46 / 50

The fund sponsors should have a sound financial track record of

47 / 50

Which of the following is not a function of R&T agent

48 / 50

When price of gold goes up a buyer of gold future contract see it's value

49 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

50 / 50

A better performance than the return on index is given by

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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