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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

2 / 50

A better performance than the return on index is given by

3 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

4 / 50

Sponsor's net worth should be positive for

5 / 50

Intra day trading can be done on the basis of-

6 / 50

How to compare index fund

7 / 50

As the no of earning member in a family increases risk appetite

8 / 50

Which of the following is true for FMP

9 / 50

Mid cap stocks are risky in the time of

10 / 50

Financial Planning Involves

11 / 50

Other than Indian residents, rest have to also comply RBI regulations

12 / 50

A trail commission is justified when

13 / 50

Collection and payment of fund is a responsibility of

14 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

15 / 50

Which of the following has lowest risk

16 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

17 / 50

Risk adjusted return is measured by

18 / 50

Who Appoints the AMC

19 / 50

In the NPS each investment manager appoints own distributor

20 / 50

Which of the following is not a function of R&T agent

21 / 50

Trail commission means paying 

22 / 50

What type of bond fund carries least interest rate risk

23 / 50

The role of insurance is more critical for physical assets than financial assets

24 / 50

The fund sponsors should have a sound financial track record of

25 / 50

Bank owned mutual fund are supervised by

26 / 50

At time of NFO, which document compulsorily filed with SEBI 

27 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

28 / 50

Arbitrage fund are not equity fund 

29 / 50

Need of Life insurance in life is

30 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

31 / 50

Index funds are_____________fund 

32 / 50

When interest rates rise, bond prices

33 / 50

Equity investment through sip can be suggested for investor looking for

34 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

35 / 50

A Passive Fund Manager

36 / 50

Model portfolio should be determined based on commission income possibility for distributor

37 / 50

Value stocks

38 / 50

Name of asset allocation strategy if it is fixed @ 50 %

39 / 50

When price of gold goes up a buyer of gold future contract see it's value

40 / 50

The investment portfolio is created based on

41 / 50

The first step of financial planning is 

42 / 50

What is the recurring expense on first 100 cr for equity schemes

43 / 50

Mutual Fund sponsor can be compared to

44 / 50

Which of the following are self regulatory organization(SRO)

45 / 50

Which of these investors is allowed to do a nomination?

46 / 50

Debt Securities bought at a discount to their Face Value are generally

47 / 50

The maturity period of RBI relief bonds is

48 / 50

Investor in MF can choose asset class but not investment manager

49 / 50

Agents are compensated by mutual funds

50 / 50

Which of the followings is physical asset?

Your score is

The average score is 64%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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