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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Mutual Fund sponsor can be compared to

2 / 50

Which of the following is not a function of R&T agent

3 / 50

Which of the following has lowest risk

4 / 50

A better performance than the return on index is given by

5 / 50

What type of bond fund carries least interest rate risk

6 / 50

Need of Life insurance in life is

7 / 50

A Passive Fund Manager

8 / 50

Financial Planning Involves

9 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

10 / 50

Bank owned mutual fund are supervised by

11 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

12 / 50

Which of the following is true for FMP

13 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

14 / 50

Which of the following are self regulatory organization(SRO)

15 / 50

The first step of financial planning is 

16 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

17 / 50

Collection and payment of fund is a responsibility of

18 / 50

Sponsor's net worth should be positive for

19 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

20 / 50

Equity investment through sip can be suggested for investor looking for

21 / 50

The investment portfolio is created based on

22 / 50

Who Appoints the AMC

23 / 50

Mid cap stocks are risky in the time of

24 / 50

At time of NFO, which document compulsorily filed with SEBI 

25 / 50

When price of gold goes up a buyer of gold future contract see it's value

26 / 50

Which of the followings is physical asset?

27 / 50

Index funds are_____________fund 

28 / 50

Which of these investors is allowed to do a nomination?

29 / 50

Value stocks

30 / 50

Model portfolio should be determined based on commission income possibility for distributor

31 / 50

Arbitrage fund are not equity fund 

32 / 50

When interest rates rise, bond prices

33 / 50

Debt Securities bought at a discount to their Face Value are generally

34 / 50

The maturity period of RBI relief bonds is

35 / 50

A trail commission is justified when

36 / 50

The role of insurance is more critical for physical assets than financial assets

37 / 50

Risk adjusted return is measured by

38 / 50

The fund sponsors should have a sound financial track record of

39 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

40 / 50

How to compare index fund

41 / 50

What is the recurring expense on first 100 cr for equity schemes

42 / 50

As the no of earning member in a family increases risk appetite

43 / 50

Intra day trading can be done on the basis of-

44 / 50

Name of asset allocation strategy if it is fixed @ 50 %

45 / 50

Agents are compensated by mutual funds

46 / 50

Investor in MF can choose asset class but not investment manager

47 / 50

Other than Indian residents, rest have to also comply RBI regulations

48 / 50

In the NPS each investment manager appoints own distributor

49 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

50 / 50

Trail commission means paying 

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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