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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Mid cap stocks are risky in the time of

2 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

3 / 50

Intra day trading can be done on the basis of-

4 / 50

Other than Indian residents, rest have to also comply RBI regulations

5 / 50

What is the recurring expense on first 100 cr for equity schemes

6 / 50

Risk adjusted return is measured by

7 / 50

Equity investment through sip can be suggested for investor looking for

8 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

9 / 50

Which of the followings is physical asset?

10 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

11 / 50

Which of the following is true for FMP

12 / 50

The maturity period of RBI relief bonds is

13 / 50

Which of the following is not a function of R&T agent

14 / 50

As the no of earning member in a family increases risk appetite

15 / 50

Bank owned mutual fund are supervised by

16 / 50

The fund sponsors should have a sound financial track record of

17 / 50

The first step of financial planning is 

18 / 50

A Passive Fund Manager

19 / 50

Which of the following are self regulatory organization(SRO)

20 / 50

Who Appoints the AMC

21 / 50

How to compare index fund

22 / 50

Trail commission means paying 

23 / 50

Arbitrage fund are not equity fund 

24 / 50

Agents are compensated by mutual funds

25 / 50

The role of insurance is more critical for physical assets than financial assets

26 / 50

A better performance than the return on index is given by

27 / 50

When interest rates rise, bond prices

28 / 50

Which of these investors is allowed to do a nomination?

29 / 50

Model portfolio should be determined based on commission income possibility for distributor

30 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

31 / 50

Investor in MF can choose asset class but not investment manager

32 / 50

Sponsor's net worth should be positive for

33 / 50

Debt Securities bought at a discount to their Face Value are generally

34 / 50

Which of the following has lowest risk

35 / 50

Need of Life insurance in life is

36 / 50

When price of gold goes up a buyer of gold future contract see it's value

37 / 50

Value stocks

38 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

39 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

40 / 50

Collection and payment of fund is a responsibility of

41 / 50

At time of NFO, which document compulsorily filed with SEBI 

42 / 50

Mutual Fund sponsor can be compared to

43 / 50

A trail commission is justified when

44 / 50

What type of bond fund carries least interest rate risk

45 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

46 / 50

Financial Planning Involves

47 / 50

Name of asset allocation strategy if it is fixed @ 50 %

48 / 50

The investment portfolio is created based on

49 / 50

Index funds are_____________fund 

50 / 50

In the NPS each investment manager appoints own distributor

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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