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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Bank owned mutual fund are supervised by

2 / 50

Other than Indian residents, rest have to also comply RBI regulations

3 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

4 / 50

Investor in MF can choose asset class but not investment manager

5 / 50

Which of the following is true for FMP

6 / 50

Mid cap stocks are risky in the time of

7 / 50

When price of gold goes up a buyer of gold future contract see it's value

8 / 50

The investment portfolio is created based on

9 / 50

The first step of financial planning is 

10 / 50

Which of the following has lowest risk

11 / 50

The fund sponsors should have a sound financial track record of

12 / 50

Arbitrage fund are not equity fund 

13 / 50

Intra day trading can be done on the basis of-

14 / 50

The maturity period of RBI relief bonds is

15 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

16 / 50

Risk adjusted return is measured by

17 / 50

Mutual Fund sponsor can be compared to

18 / 50

Sponsor's net worth should be positive for

19 / 50

The role of insurance is more critical for physical assets than financial assets

20 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

21 / 50

Financial Planning Involves

22 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

23 / 50

Which of the followings is physical asset?

24 / 50

A trail commission is justified when

25 / 50

Which of the following is not a function of R&T agent

26 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

27 / 50

As the no of earning member in a family increases risk appetite

28 / 50

Collection and payment of fund is a responsibility of

29 / 50

Need of Life insurance in life is

30 / 50

In the NPS each investment manager appoints own distributor

31 / 50

Which of these investors is allowed to do a nomination?

32 / 50

Value stocks

33 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

34 / 50

At time of NFO, which document compulsorily filed with SEBI 

35 / 50

How to compare index fund

36 / 50

What type of bond fund carries least interest rate risk

37 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

38 / 50

Which of the following are self regulatory organization(SRO)

39 / 50

Agents are compensated by mutual funds

40 / 50

Model portfolio should be determined based on commission income possibility for distributor

41 / 50

Index funds are_____________fund 

42 / 50

Trail commission means paying 

43 / 50

A better performance than the return on index is given by

44 / 50

Equity investment through sip can be suggested for investor looking for

45 / 50

Name of asset allocation strategy if it is fixed @ 50 %

46 / 50

Who Appoints the AMC

47 / 50

A Passive Fund Manager

48 / 50

What is the recurring expense on first 100 cr for equity schemes

49 / 50

When interest rates rise, bond prices

50 / 50

Debt Securities bought at a discount to their Face Value are generally

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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