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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Investor in MF can choose asset class but not investment manager

2 / 50

Who Appoints the AMC

3 / 50

Which of the following is true for FMP

4 / 50

Which of the followings is physical asset?

5 / 50

The maturity period of RBI relief bonds is

6 / 50

How to compare index fund

7 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

8 / 50

What type of bond fund carries least interest rate risk

9 / 50

When interest rates rise, bond prices

10 / 50

When price of gold goes up a buyer of gold future contract see it's value

11 / 50

Other than Indian residents, rest have to also comply RBI regulations

12 / 50

Risk adjusted return is measured by

13 / 50

A trail commission is justified when

14 / 50

The fund sponsors should have a sound financial track record of

15 / 50

A better performance than the return on index is given by

16 / 50

Equity investment through sip can be suggested for investor looking for

17 / 50

Financial Planning Involves

18 / 50

Name of asset allocation strategy if it is fixed @ 50 %

19 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

20 / 50

Model portfolio should be determined based on commission income possibility for distributor

21 / 50

Which of these investors is allowed to do a nomination?

22 / 50

Arbitrage fund are not equity fund 

23 / 50

Sponsor's net worth should be positive for

24 / 50

Value stocks

25 / 50

Mid cap stocks are risky in the time of

26 / 50

In the NPS each investment manager appoints own distributor

27 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

28 / 50

Trail commission means paying 

29 / 50

The investment portfolio is created based on

30 / 50

The first step of financial planning is 

31 / 50

Bank owned mutual fund are supervised by

32 / 50

What is the recurring expense on first 100 cr for equity schemes

33 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

34 / 50

Which of the following are self regulatory organization(SRO)

35 / 50

At time of NFO, which document compulsorily filed with SEBI 

36 / 50

Agents are compensated by mutual funds

37 / 50

Intra day trading can be done on the basis of-

38 / 50

Which of the following has lowest risk

39 / 50

Collection and payment of fund is a responsibility of

40 / 50

The role of insurance is more critical for physical assets than financial assets

41 / 50

Mutual Fund sponsor can be compared to

42 / 50

Index funds are_____________fund 

43 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

44 / 50

Debt Securities bought at a discount to their Face Value are generally

45 / 50

As the no of earning member in a family increases risk appetite

46 / 50

A Passive Fund Manager

47 / 50

Need of Life insurance in life is

48 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

49 / 50

Which of the following is not a function of R&T agent

50 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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