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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Which of the followings is physical asset?

2 / 50

Which of the following are self regulatory organization(SRO)

3 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

4 / 50

A better performance than the return on index is given by

5 / 50

Bank owned mutual fund are supervised by

6 / 50

Who Appoints the AMC

7 / 50

The maturity period of RBI relief bonds is

8 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

9 / 50

Financial Planning Involves

10 / 50

What is the recurring expense on first 100 cr for equity schemes

11 / 50

Debt Securities bought at a discount to their Face Value are generally

12 / 50

Value stocks

13 / 50

Mutual Fund sponsor can be compared to

14 / 50

The role of insurance is more critical for physical assets than financial assets

15 / 50

The first step of financial planning is 

16 / 50

Name of asset allocation strategy if it is fixed @ 50 %

17 / 50

A Passive Fund Manager

18 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

19 / 50

Trail commission means paying 

20 / 50

Which of these investors is allowed to do a nomination?

21 / 50

Which of the following has lowest risk

22 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

23 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

24 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

25 / 50

How to compare index fund

26 / 50

Intra day trading can be done on the basis of-

27 / 50

When price of gold goes up a buyer of gold future contract see it's value

28 / 50

In the NPS each investment manager appoints own distributor

29 / 50

Mid cap stocks are risky in the time of

30 / 50

As the no of earning member in a family increases risk appetite

31 / 50

Index funds are_____________fund 

32 / 50

What type of bond fund carries least interest rate risk

33 / 50

At time of NFO, which document compulsorily filed with SEBI 

34 / 50

Sponsor's net worth should be positive for

35 / 50

Which of the following is not a function of R&T agent

36 / 50

A trail commission is justified when

37 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

38 / 50

Agents are compensated by mutual funds

39 / 50

Risk adjusted return is measured by

40 / 50

Collection and payment of fund is a responsibility of

41 / 50

Investor in MF can choose asset class but not investment manager

42 / 50

Which of the following is true for FMP

43 / 50

Need of Life insurance in life is

44 / 50

When interest rates rise, bond prices

45 / 50

Arbitrage fund are not equity fund 

46 / 50

The investment portfolio is created based on

47 / 50

The fund sponsors should have a sound financial track record of

48 / 50

Model portfolio should be determined based on commission income possibility for distributor

49 / 50

Equity investment through sip can be suggested for investor looking for

50 / 50

Other than Indian residents, rest have to also comply RBI regulations

Your score is

The average score is 64%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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