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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Intra day trading can be done on the basis of-

2 / 50

When price of gold goes up a buyer of gold future contract see it's value

3 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

4 / 50

Mutual Fund sponsor can be compared to

5 / 50

Agents are compensated by mutual funds

6 / 50

Risk adjusted return is measured by

7 / 50

Arbitrage fund are not equity fund 

8 / 50

The investment portfolio is created based on

9 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

10 / 50

What type of bond fund carries least interest rate risk

11 / 50

Which of the following is not a function of R&T agent

12 / 50

The first step of financial planning is 

13 / 50

Need of Life insurance in life is

14 / 50

Debt Securities bought at a discount to their Face Value are generally

15 / 50

In the NPS each investment manager appoints own distributor

16 / 50

Collection and payment of fund is a responsibility of

17 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

18 / 50

Which of the following has lowest risk

19 / 50

Other than Indian residents, rest have to also comply RBI regulations

20 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

21 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

22 / 50

Investor in MF can choose asset class but not investment manager

23 / 50

Value stocks

24 / 50

Which of these investors is allowed to do a nomination?

25 / 50

Trail commission means paying 

26 / 50

Equity investment through sip can be suggested for investor looking for

27 / 50

When interest rates rise, bond prices

28 / 50

Financial Planning Involves

29 / 50

The fund sponsors should have a sound financial track record of

30 / 50

Sponsor's net worth should be positive for

31 / 50

Index funds are_____________fund 

32 / 50

A trail commission is justified when

33 / 50

At time of NFO, which document compulsorily filed with SEBI 

34 / 50

Which of the followings is physical asset?

35 / 50

Which of the following is true for FMP

36 / 50

The maturity period of RBI relief bonds is

37 / 50

Name of asset allocation strategy if it is fixed @ 50 %

38 / 50

Bank owned mutual fund are supervised by

39 / 50

As the no of earning member in a family increases risk appetite

40 / 50

What is the recurring expense on first 100 cr for equity schemes

41 / 50

A Passive Fund Manager

42 / 50

Model portfolio should be determined based on commission income possibility for distributor

43 / 50

Mid cap stocks are risky in the time of

44 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

45 / 50

The role of insurance is more critical for physical assets than financial assets

46 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

47 / 50

A better performance than the return on index is given by

48 / 50

Which of the following are self regulatory organization(SRO)

49 / 50

Who Appoints the AMC

50 / 50

How to compare index fund

Your score is

The average score is 64%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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