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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Value stocks

2 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

3 / 50

Intra day trading can be done on the basis of-

4 / 50

Bank owned mutual fund are supervised by

5 / 50

Trail commission means paying 

6 / 50

At time of NFO, which document compulsorily filed with SEBI 

7 / 50

What is the recurring expense on first 100 cr for equity schemes

8 / 50

Equity investment through sip can be suggested for investor looking for

9 / 50

Arbitrage fund are not equity fund 

10 / 50

The fund sponsors should have a sound financial track record of

11 / 50

The maturity period of RBI relief bonds is

12 / 50

Which of the following is not a function of R&T agent

13 / 50

As the no of earning member in a family increases risk appetite

14 / 50

A trail commission is justified when

15 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

16 / 50

Risk adjusted return is measured by

17 / 50

The first step of financial planning is 

18 / 50

Mutual Fund sponsor can be compared to

19 / 50

The role of insurance is more critical for physical assets than financial assets

20 / 50

The investment portfolio is created based on

21 / 50

Which of the followings is physical asset?

22 / 50

A better performance than the return on index is given by

23 / 50

Which of the following is true for FMP

24 / 50

Which of the following has lowest risk

25 / 50

What type of bond fund carries least interest rate risk

26 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

27 / 50

Agents are compensated by mutual funds

28 / 50

Which of the following are self regulatory organization(SRO)

29 / 50

In the NPS each investment manager appoints own distributor

30 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

31 / 50

Other than Indian residents, rest have to also comply RBI regulations

32 / 50

How to compare index fund

33 / 50

Mid cap stocks are risky in the time of

34 / 50

Model portfolio should be determined based on commission income possibility for distributor

35 / 50

A Passive Fund Manager

36 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

37 / 50

Which of these investors is allowed to do a nomination?

38 / 50

Sponsor's net worth should be positive for

39 / 50

When interest rates rise, bond prices

40 / 50

Debt Securities bought at a discount to their Face Value are generally

41 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

42 / 50

Who Appoints the AMC

43 / 50

Need of Life insurance in life is

44 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

45 / 50

Investor in MF can choose asset class but not investment manager

46 / 50

When price of gold goes up a buyer of gold future contract see it's value

47 / 50

Index funds are_____________fund 

48 / 50

Financial Planning Involves

49 / 50

Name of asset allocation strategy if it is fixed @ 50 %

50 / 50

Collection and payment of fund is a responsibility of

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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