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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

The role of insurance is more critical for physical assets than financial assets

2 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

3 / 50

Risk adjusted return is measured by

4 / 50

As the no of earning member in a family increases risk appetite

5 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

6 / 50

Agents are compensated by mutual funds

7 / 50

When interest rates rise, bond prices

8 / 50

The first step of financial planning is 

9 / 50

Investor in MF can choose asset class but not investment manager

10 / 50

At time of NFO, which document compulsorily filed with SEBI 

11 / 50

Other than Indian residents, rest have to also comply RBI regulations

12 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

13 / 50

Trail commission means paying 

14 / 50

Which of the following has lowest risk

15 / 50

The fund sponsors should have a sound financial track record of

16 / 50

Collection and payment of fund is a responsibility of

17 / 50

Name of asset allocation strategy if it is fixed @ 50 %

18 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

19 / 50

Value stocks

20 / 50

Which of the followings is physical asset?

21 / 50

Debt Securities bought at a discount to their Face Value are generally

22 / 50

Mid cap stocks are risky in the time of

23 / 50

Mutual Fund sponsor can be compared to

24 / 50

Bank owned mutual fund are supervised by

25 / 50

Intra day trading can be done on the basis of-

26 / 50

Equity investment through sip can be suggested for investor looking for

27 / 50

Index funds are_____________fund 

28 / 50

In the NPS each investment manager appoints own distributor

29 / 50

What type of bond fund carries least interest rate risk

30 / 50

Financial Planning Involves

31 / 50

Which of the following is not a function of R&T agent

32 / 50

Which of these investors is allowed to do a nomination?

33 / 50

Sponsor's net worth should be positive for

34 / 50

Arbitrage fund are not equity fund 

35 / 50

Which of the following are self regulatory organization(SRO)

36 / 50

The maturity period of RBI relief bonds is

37 / 50

The investment portfolio is created based on

38 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

39 / 50

Need of Life insurance in life is

40 / 50

When price of gold goes up a buyer of gold future contract see it's value

41 / 50

Which of the following is true for FMP

42 / 50

A Passive Fund Manager

43 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

44 / 50

Who Appoints the AMC

45 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

46 / 50

What is the recurring expense on first 100 cr for equity schemes

47 / 50

A better performance than the return on index is given by

48 / 50

How to compare index fund

49 / 50

A trail commission is justified when

50 / 50

Model portfolio should be determined based on commission income possibility for distributor

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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