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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Intra day trading can be done on the basis of-

2 / 50

When price of gold goes up a buyer of gold future contract see it's value

3 / 50

Investor in MF can choose asset class but not investment manager

4 / 50

Agents are compensated by mutual funds

5 / 50

Index funds are_____________fund 

6 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

7 / 50

A Passive Fund Manager

8 / 50

The role of insurance is more critical for physical assets than financial assets

9 / 50

The maturity period of RBI relief bonds is

10 / 50

Trail commission means paying 

11 / 50

What is the recurring expense on first 100 cr for equity schemes

12 / 50

Who Appoints the AMC

13 / 50

Financial Planning Involves

14 / 50

Debt Securities bought at a discount to their Face Value are generally

15 / 50

The investment portfolio is created based on

16 / 50

Risk adjusted return is measured by

17 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

18 / 50

Which of the following has lowest risk

19 / 50

As the no of earning member in a family increases risk appetite

20 / 50

What type of bond fund carries least interest rate risk

21 / 50

Value stocks

22 / 50

Equity investment through sip can be suggested for investor looking for

23 / 50

Need of Life insurance in life is

24 / 50

Which of the following are self regulatory organization(SRO)

25 / 50

Collection and payment of fund is a responsibility of

26 / 50

Bank owned mutual fund are supervised by

27 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

28 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

29 / 50

Name of asset allocation strategy if it is fixed @ 50 %

30 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

31 / 50

Mutual Fund sponsor can be compared to

32 / 50

How to compare index fund

33 / 50

Which of the following is true for FMP

34 / 50

Mid cap stocks are risky in the time of

35 / 50

Which of the following is not a function of R&T agent

36 / 50

The fund sponsors should have a sound financial track record of

37 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

38 / 50

Other than Indian residents, rest have to also comply RBI regulations

39 / 50

At time of NFO, which document compulsorily filed with SEBI 

40 / 50

In the NPS each investment manager appoints own distributor

41 / 50

Sponsor's net worth should be positive for

42 / 50

Arbitrage fund are not equity fund 

43 / 50

A trail commission is justified when

44 / 50

Model portfolio should be determined based on commission income possibility for distributor

45 / 50

Which of these investors is allowed to do a nomination?

46 / 50

A better performance than the return on index is given by

47 / 50

The first step of financial planning is 

48 / 50

When interest rates rise, bond prices

49 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

50 / 50

Which of the followings is physical asset?

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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