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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Which of the following is not a function of R&T agent

2 / 50

Collection and payment of fund is a responsibility of

3 / 50

When price of gold goes up a buyer of gold future contract see it's value

4 / 50

Equity investment through sip can be suggested for investor looking for

5 / 50

Which of these investors is allowed to do a nomination?

6 / 50

Mid cap stocks are risky in the time of

7 / 50

Which of the following is true for FMP

8 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

9 / 50

Intra day trading can be done on the basis of-

10 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

11 / 50

The investment portfolio is created based on

12 / 50

Arbitrage fund are not equity fund 

13 / 50

The first step of financial planning is 

14 / 50

Which of the followings is physical asset?

15 / 50

Which of the following has lowest risk

16 / 50

The role of insurance is more critical for physical assets than financial assets

17 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

18 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

19 / 50

When interest rates rise, bond prices

20 / 50

Financial Planning Involves

21 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

22 / 50

Trail commission means paying 

23 / 50

Sponsor's net worth should be positive for

24 / 50

Risk adjusted return is measured by

25 / 50

In the NPS each investment manager appoints own distributor

26 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

27 / 50

Investor in MF can choose asset class but not investment manager

28 / 50

A Passive Fund Manager

29 / 50

Debt Securities bought at a discount to their Face Value are generally

30 / 50

Value stocks

31 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

32 / 50

How to compare index fund

33 / 50

Index funds are_____________fund 

34 / 50

At time of NFO, which document compulsorily filed with SEBI 

35 / 50

A trail commission is justified when

36 / 50

Which of the following are self regulatory organization(SRO)

37 / 50

Model portfolio should be determined based on commission income possibility for distributor

38 / 50

Bank owned mutual fund are supervised by

39 / 50

As the no of earning member in a family increases risk appetite

40 / 50

Need of Life insurance in life is

41 / 50

The fund sponsors should have a sound financial track record of

42 / 50

The maturity period of RBI relief bonds is

43 / 50

What type of bond fund carries least interest rate risk

44 / 50

Agents are compensated by mutual funds

45 / 50

What is the recurring expense on first 100 cr for equity schemes

46 / 50

Mutual Fund sponsor can be compared to

47 / 50

Who Appoints the AMC

48 / 50

Other than Indian residents, rest have to also comply RBI regulations

49 / 50

Name of asset allocation strategy if it is fixed @ 50 %

50 / 50

A better performance than the return on index is given by

Your score is

The average score is 64%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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