0%
NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Collection and payment of fund is a responsibility of

2 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

3 / 50

The maturity period of RBI relief bonds is

4 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

5 / 50

When interest rates rise, bond prices

6 / 50

Investor in MF can choose asset class but not investment manager

7 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

8 / 50

Intra day trading can be done on the basis of-

9 / 50

Sponsor's net worth should be positive for

10 / 50

Debt Securities bought at a discount to their Face Value are generally

11 / 50

Index funds are_____________fund 

12 / 50

A Passive Fund Manager

13 / 50

In the NPS each investment manager appoints own distributor

14 / 50

The role of insurance is more critical for physical assets than financial assets

15 / 50

Other than Indian residents, rest have to also comply RBI regulations

16 / 50

The investment portfolio is created based on

17 / 50

Mid cap stocks are risky in the time of

18 / 50

Which of these investors is allowed to do a nomination?

19 / 50

When price of gold goes up a buyer of gold future contract see it's value

20 / 50

Need of Life insurance in life is

21 / 50

Bank owned mutual fund are supervised by

22 / 50

Which of the following has lowest risk

23 / 50

Which of the followings is physical asset?

24 / 50

The fund sponsors should have a sound financial track record of

25 / 50

How to compare index fund

26 / 50

What is the recurring expense on first 100 cr for equity schemes

27 / 50

What type of bond fund carries least interest rate risk

28 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

29 / 50

Which of the following is true for FMP

30 / 50

Risk adjusted return is measured by

31 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

32 / 50

A trail commission is justified when

33 / 50

Which of the following is not a function of R&T agent

34 / 50

The first step of financial planning is 

35 / 50

Arbitrage fund are not equity fund 

36 / 50

Trail commission means paying 

37 / 50

Value stocks

38 / 50

Equity investment through sip can be suggested for investor looking for

39 / 50

A better performance than the return on index is given by

40 / 50

As the no of earning member in a family increases risk appetite

41 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

42 / 50

Mutual Fund sponsor can be compared to

43 / 50

Agents are compensated by mutual funds

44 / 50

At time of NFO, which document compulsorily filed with SEBI 

45 / 50

Who Appoints the AMC

46 / 50

Which of the following are self regulatory organization(SRO)

47 / 50

Financial Planning Involves

48 / 50

Model portfolio should be determined based on commission income possibility for distributor

49 / 50

Name of asset allocation strategy if it is fixed @ 50 %

50 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

Your score is

The average score is 63%

0%

This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
Mock Test 1  |  Mock Test 2  |  Mock Test 3  |  Mock Test 4  |  Mock Test 5  |  Mock Test 6  |  Mock Test 7  |  Mock Test 8  |  Mock Test 9  |  Mock Test 10
For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.