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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Name of asset allocation strategy if it is fixed @ 50 %

2 / 50

When price of gold goes up a buyer of gold future contract see it's value

3 / 50

What type of bond fund carries least interest rate risk

4 / 50

How to compare index fund

5 / 50

Trail commission means paying 

6 / 50

Debt Securities bought at a discount to their Face Value are generally

7 / 50

The fund sponsors should have a sound financial track record of

8 / 50

In the NPS each investment manager appoints own distributor

9 / 50

What is the recurring expense on first 100 cr for equity schemes

10 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

11 / 50

Collection and payment of fund is a responsibility of

12 / 50

Which of the following has lowest risk

13 / 50

Bank owned mutual fund are supervised by

14 / 50

Intra day trading can be done on the basis of-

15 / 50

A trail commission is justified when

16 / 50

Which of the followings is physical asset?

17 / 50

At time of NFO, which document compulsorily filed with SEBI 

18 / 50

Need of Life insurance in life is

19 / 50

The investment portfolio is created based on

20 / 50

Which of the following is not a function of R&T agent

21 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

22 / 50

Risk adjusted return is measured by

23 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

24 / 50

Mid cap stocks are risky in the time of

25 / 50

The role of insurance is more critical for physical assets than financial assets

26 / 50

Which of the following are self regulatory organization(SRO)

27 / 50

Other than Indian residents, rest have to also comply RBI regulations

28 / 50

Which of these investors is allowed to do a nomination?

29 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

30 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

31 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

32 / 50

Model portfolio should be determined based on commission income possibility for distributor

33 / 50

Equity investment through sip can be suggested for investor looking for

34 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

35 / 50

The first step of financial planning is 

36 / 50

Who Appoints the AMC

37 / 50

A better performance than the return on index is given by

38 / 50

Investor in MF can choose asset class but not investment manager

39 / 50

Sponsor's net worth should be positive for

40 / 50

Which of the following is true for FMP

41 / 50

Value stocks

42 / 50

Arbitrage fund are not equity fund 

43 / 50

Index funds are_____________fund 

44 / 50

A Passive Fund Manager

45 / 50

Financial Planning Involves

46 / 50

As the no of earning member in a family increases risk appetite

47 / 50

Mutual Fund sponsor can be compared to

48 / 50

Agents are compensated by mutual funds

49 / 50

When interest rates rise, bond prices

50 / 50

The maturity period of RBI relief bonds is

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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