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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

2 / 50

Mutual Fund sponsor can be compared to

3 / 50

A better performance than the return on index is given by

4 / 50

When interest rates rise, bond prices

5 / 50

Intra day trading can be done on the basis of-

6 / 50

Value stocks

7 / 50

The role of insurance is more critical for physical assets than financial assets

8 / 50

How to compare index fund

9 / 50

What type of bond fund carries least interest rate risk

10 / 50

The investment portfolio is created based on

11 / 50

Equity investment through sip can be suggested for investor looking for

12 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

13 / 50

Name of asset allocation strategy if it is fixed @ 50 %

14 / 50

Who Appoints the AMC

15 / 50

Collection and payment of fund is a responsibility of

16 / 50

Which of the following has lowest risk

17 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

18 / 50

Which of the following are self regulatory organization(SRO)

19 / 50

Other than Indian residents, rest have to also comply RBI regulations

20 / 50

When price of gold goes up a buyer of gold future contract see it's value

21 / 50

As the no of earning member in a family increases risk appetite

22 / 50

What is the recurring expense on first 100 cr for equity schemes

23 / 50

Risk adjusted return is measured by

24 / 50

Which of the following is not a function of R&T agent

25 / 50

In the NPS each investment manager appoints own distributor

26 / 50

Model portfolio should be determined based on commission income possibility for distributor

27 / 50

A Passive Fund Manager

28 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

29 / 50

Which of the following is true for FMP

30 / 50

The maturity period of RBI relief bonds is

31 / 50

Investor in MF can choose asset class but not investment manager

32 / 50

Mid cap stocks are risky in the time of

33 / 50

Sponsor's net worth should be positive for

34 / 50

Which of these investors is allowed to do a nomination?

35 / 50

Bank owned mutual fund are supervised by

36 / 50

The first step of financial planning is 

37 / 50

Index funds are_____________fund 

38 / 50

Need of Life insurance in life is

39 / 50

Arbitrage fund are not equity fund 

40 / 50

A trail commission is justified when

41 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

42 / 50

At time of NFO, which document compulsorily filed with SEBI 

43 / 50

The fund sponsors should have a sound financial track record of

44 / 50

Trail commission means paying 

45 / 50

Debt Securities bought at a discount to their Face Value are generally

46 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

47 / 50

Which of the followings is physical asset?

48 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

49 / 50

Financial Planning Involves

50 / 50

Agents are compensated by mutual funds

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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