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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

2 / 50

Mutual Fund sponsor can be compared to

3 / 50

Investor in MF can choose asset class but not investment manager

4 / 50

Which of these investors is allowed to do a nomination?

5 / 50

Debt Securities bought at a discount to their Face Value are generally

6 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

7 / 50

Which of the following has lowest risk

8 / 50

Value stocks

9 / 50

Who Appoints the AMC

10 / 50

In the NPS each investment manager appoints own distributor

11 / 50

Collection and payment of fund is a responsibility of

12 / 50

At time of NFO, which document compulsorily filed with SEBI 

13 / 50

Intra day trading can be done on the basis of-

14 / 50

The role of insurance is more critical for physical assets than financial assets

15 / 50

The investment portfolio is created based on

16 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

17 / 50

When price of gold goes up a buyer of gold future contract see it's value

18 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

19 / 50

Which of the following is not a function of R&T agent

20 / 50

Mid cap stocks are risky in the time of

21 / 50

Need of Life insurance in life is

22 / 50

Equity investment through sip can be suggested for investor looking for

23 / 50

A trail commission is justified when

24 / 50

The first step of financial planning is 

25 / 50

Arbitrage fund are not equity fund 

26 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

27 / 50

Sponsor's net worth should be positive for

28 / 50

A better performance than the return on index is given by

29 / 50

What type of bond fund carries least interest rate risk

30 / 50

Which of the following are self regulatory organization(SRO)

31 / 50

Which of the following is true for FMP

32 / 50

Other than Indian residents, rest have to also comply RBI regulations

33 / 50

Trail commission means paying 

34 / 50

As the no of earning member in a family increases risk appetite

35 / 50

Index funds are_____________fund 

36 / 50

Risk adjusted return is measured by

37 / 50

The fund sponsors should have a sound financial track record of

38 / 50

Name of asset allocation strategy if it is fixed @ 50 %

39 / 50

Bank owned mutual fund are supervised by

40 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

41 / 50

Financial Planning Involves

42 / 50

A Passive Fund Manager

43 / 50

What is the recurring expense on first 100 cr for equity schemes

44 / 50

Which of the followings is physical asset?

45 / 50

Agents are compensated by mutual funds

46 / 50

The maturity period of RBI relief bonds is

47 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

48 / 50

When interest rates rise, bond prices

49 / 50

How to compare index fund

50 / 50

Model portfolio should be determined based on commission income possibility for distributor

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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