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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Mutual Fund sponsor can be compared to

2 / 50

Which of the following are self regulatory organization(SRO)

3 / 50

Which of the following is not a function of R&T agent

4 / 50

What type of bond fund carries least interest rate risk

5 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

6 / 50

The investment portfolio is created based on

7 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

8 / 50

Model portfolio should be determined based on commission income possibility for distributor

9 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

10 / 50

In the NPS each investment manager appoints own distributor

11 / 50

Which of these investors is allowed to do a nomination?

12 / 50

As the no of earning member in a family increases risk appetite

13 / 50

A Passive Fund Manager

14 / 50

Risk adjusted return is measured by

15 / 50

Debt Securities bought at a discount to their Face Value are generally

16 / 50

The first step of financial planning is 

17 / 50

Financial Planning Involves

18 / 50

Investor in MF can choose asset class but not investment manager

19 / 50

The maturity period of RBI relief bonds is

20 / 50

Which of the followings is physical asset?

21 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

22 / 50

Sponsor's net worth should be positive for

23 / 50

A trail commission is justified when

24 / 50

Collection and payment of fund is a responsibility of

25 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

26 / 50

Value stocks

27 / 50

Need of Life insurance in life is

28 / 50

Index funds are_____________fund 

29 / 50

Arbitrage fund are not equity fund 

30 / 50

Agents are compensated by mutual funds

31 / 50

Which of the following has lowest risk

32 / 50

When price of gold goes up a buyer of gold future contract see it's value

33 / 50

Intra day trading can be done on the basis of-

34 / 50

The role of insurance is more critical for physical assets than financial assets

35 / 50

The fund sponsors should have a sound financial track record of

36 / 50

Name of asset allocation strategy if it is fixed @ 50 %

37 / 50

Other than Indian residents, rest have to also comply RBI regulations

38 / 50

How to compare index fund

39 / 50

A better performance than the return on index is given by

40 / 50

What is the recurring expense on first 100 cr for equity schemes

41 / 50

At time of NFO, which document compulsorily filed with SEBI 

42 / 50

Who Appoints the AMC

43 / 50

Equity investment through sip can be suggested for investor looking for

44 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

45 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

46 / 50

Which of the following is true for FMP

47 / 50

Mid cap stocks are risky in the time of

48 / 50

Trail commission means paying 

49 / 50

When interest rates rise, bond prices

50 / 50

Bank owned mutual fund are supervised by

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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