0%
NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Debt Securities bought at a discount to their Face Value are generally

2 / 50

Which of these investors is allowed to do a nomination?

3 / 50

Value stocks

4 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

5 / 50

Mid cap stocks are risky in the time of

6 / 50

What is the recurring expense on first 100 cr for equity schemes

7 / 50

Which of the following is true for FMP

8 / 50

Which of the followings is physical asset?

9 / 50

In the NPS each investment manager appoints own distributor

10 / 50

Risk adjusted return is measured by

11 / 50

The role of insurance is more critical for physical assets than financial assets

12 / 50

The fund sponsors should have a sound financial track record of

13 / 50

Sponsor's net worth should be positive for

14 / 50

A better performance than the return on index is given by

15 / 50

Equity investment through sip can be suggested for investor looking for

16 / 50

Mutual Fund sponsor can be compared to

17 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

18 / 50

Bank owned mutual fund are supervised by

19 / 50

A Passive Fund Manager

20 / 50

The maturity period of RBI relief bonds is

21 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

22 / 50

Arbitrage fund are not equity fund 

23 / 50

The investment portfolio is created based on

24 / 50

When interest rates rise, bond prices

25 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

26 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

27 / 50

Who Appoints the AMC

28 / 50

As the no of earning member in a family increases risk appetite

29 / 50

Which of the following has lowest risk

30 / 50

Investor in MF can choose asset class but not investment manager

31 / 50

A trail commission is justified when

32 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

33 / 50

Agents are compensated by mutual funds

34 / 50

When price of gold goes up a buyer of gold future contract see it's value

35 / 50

Name of asset allocation strategy if it is fixed @ 50 %

36 / 50

Which of the following is not a function of R&T agent

37 / 50

The first step of financial planning is 

38 / 50

Index funds are_____________fund 

39 / 50

Which of the following are self regulatory organization(SRO)

40 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

41 / 50

Trail commission means paying 

42 / 50

Model portfolio should be determined based on commission income possibility for distributor

43 / 50

Need of Life insurance in life is

44 / 50

How to compare index fund

45 / 50

Financial Planning Involves

46 / 50

Intra day trading can be done on the basis of-

47 / 50

Other than Indian residents, rest have to also comply RBI regulations

48 / 50

At time of NFO, which document compulsorily filed with SEBI 

49 / 50

Collection and payment of fund is a responsibility of

50 / 50

What type of bond fund carries least interest rate risk

Your score is

The average score is 63%

0%

This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
Mock Test 1  |  Mock Test 2  |  Mock Test 3  |  Mock Test 4  |  Mock Test 5  |  Mock Test 6  |  Mock Test 7  |  Mock Test 8  |  Mock Test 9  |  Mock Test 10
For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.