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NISM V-A Mock Test 3

NISM V-A Mock Test 3

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 3

1 / 50

Who Appoints the AMC

2 / 50

Collection and payment of fund is a responsibility of

3 / 50

A better performance than the return on index is given by

4 / 50

What of the following is not a reason for investor to prefer mutual fund over Bank FD

5 / 50

Equity investment through sip can be suggested for investor looking for

6 / 50

Person, other than Indian residents, should also comply with RBI guidelines for investment in Indian mutual funds

7 / 50

At time of NFO, which document compulsorily filed with SEBI 

8 / 50

Which of the followings is physical asset?

9 / 50

What is the recurring expense on first 100 cr for equity schemes

10 / 50

The role of insurance is more critical for physical assets than financial assets

11 / 50

Emerging or new channel for distributors/marketing of mutual funds in India is

12 / 50

When interest rates rise, bond prices

13 / 50

Which of the following are self regulatory organization(SRO)

14 / 50

What type of bond fund carries least interest rate risk

15 / 50

The fund sponsors should have a sound financial track record of

16 / 50

A Passive Fund Manager

17 / 50

Financial Planning Involves

18 / 50

Mid cap stocks are risky in the time of

19 / 50

Need of Life insurance in life is

20 / 50

Arbitrage fund are not equity fund 

21 / 50

Agents are compensated by mutual funds

22 / 50

Which of the following is true for FMP

23 / 50

Risk adjusted return is measured by

24 / 50

In new pension scheme(NPS) Tier I account new pension scheme is
called pension account

25 / 50

Name of asset allocation strategy if it is fixed @ 50 %

26 / 50

All investor have similar requirements at similar stage in the life/wealth cycle

27 / 50

In case of market correction _______ , takes more hit than _______ Fund. 

28 / 50

Debt Securities bought at a discount to their Face Value are generally

29 / 50

Value stocks

30 / 50

Which of the following has lowest risk

31 / 50

Other than Indian residents, rest have to also comply RBI regulations

32 / 50

Which of the following is not a function of R&T agent

33 / 50

The investment portfolio is created based on

34 / 50

Sponsor's net worth should be positive for

35 / 50

Investor in MF can choose asset class but not investment manager

36 / 50

How to compare index fund

37 / 50

Trail commission means paying 

38 / 50

Intra day trading can be done on the basis of-

39 / 50

In the NPS each investment manager appoints own distributor

40 / 50

Mutual Fund sponsor can be compared to

41 / 50

Prior approval of SEBI needs to be taken before a person is appointed as
trustee

42 / 50

Which of these investors is allowed to do a nomination?

43 / 50

As the no of earning member in a family increases risk appetite

44 / 50

A trail commission is justified when

45 / 50

Bank owned mutual fund are supervised by

46 / 50

When price of gold goes up a buyer of gold future contract see it's value

47 / 50

The first step of financial planning is 

48 / 50

Index funds are_____________fund 

49 / 50

Model portfolio should be determined based on commission income possibility for distributor

50 / 50

The maturity period of RBI relief bonds is

Your score is

The average score is 63%

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This mock test will help you familiarize yourself with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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