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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. A young investor having objective of capital appreciation should invest in

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2. What is the rate of return of PPF

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3. Which function AMC can't do in house 

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4. Asset allocation should be in line with

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5. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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6. Which of the following is appointed by trustee?

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7. In NPS investors get choice of the asset class but don't get choice of investment manager

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8. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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9. Who can not invest in mutual funds?

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10. Institutional distributors needs to be

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11. Low PE indicates that stock is cheap and you should buy it

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12. Index against which performance of a fund is measured, is called

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13. If investors invest through demat can AMC asks for KYC requirement

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14. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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15. Which distribution channel don't have a huge branch network?

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16. Transfer of security from one scheme to another scheme is allowed in MF 

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17. Value of Bond goes down when 

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18. Which is purely treated as an international asset

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19. Function of OD is

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20. Which expense can be not charged to scheme?

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21. KIM has to be updated

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22. Who allots Amfi Registration Number? 

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23. Which one is false about debenture

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24. Standard risk are

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25. Dividends in the hands of investors are taxable at the rate of

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26. Mutual fund is made up of

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27. Asset allocation means

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28. The information regarding Which category of investors can invest in MF, is
given in

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29. Who can not be the distributor of the AMC 

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30. Last step in the process of designing model portfolio

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31. Request for purchase can be made

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32. In NPS class-C predominantly invests in 

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33. Interest Rate sensitivity in Bond fund depends on 

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34. Which one is not exempted in wealth tax

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35. Mutual fund distributor in India are member of AMFI

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36. Which of the following need not be included in KIM?

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37. MIP is a Debt Scheme

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38. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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39. In case of online transaction, transaction time is applicable 

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40. SEBI doesn't allow passing of commission to 

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41. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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42. Which is same as of OD?

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43. FMP are essentially a closed ended Scheme

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44. What is the indicator of the risk adjusted performance ratio? 

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45. Goal based approach of financial planning focuses on

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46. Fund's risk relative to market is measured by 

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47. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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48. STT charge on 

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49. According to the asset allocation rule, equity exposure should be equal to 

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50. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

Your score is

The average score is 58%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.