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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Who can not invest in mutual funds?

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2. In NPS class-C predominantly invests in 

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3. Mutual fund distributor in India are member of AMFI

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4. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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5. Transfer of security from one scheme to another scheme is allowed in MF 

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6. The information regarding Which category of investors can invest in MF, is
given in

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7. What is the rate of return of PPF

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8. In NPS investors get choice of the asset class but don't get choice of investment manager

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9. In case of online transaction, transaction time is applicable 

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10. FMP are essentially a closed ended Scheme

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11. Which distribution channel don't have a huge branch network?

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12. Which is same as of OD?

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13. Dividends in the hands of investors are taxable at the rate of

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14. Function of OD is

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15. Institutional distributors needs to be

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16. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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17. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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18. Which of the following is appointed by trustee?

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19. Which one is not exempted in wealth tax

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20. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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21. If investors invest through demat can AMC asks for KYC requirement

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22. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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23. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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24. A young investor having objective of capital appreciation should invest in

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25. KIM has to be updated

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26. Last step in the process of designing model portfolio

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27. Who allots Amfi Registration Number? 

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28. Asset allocation should be in line with

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29. Index against which performance of a fund is measured, is called

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30. Which one is false about debenture

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31. STT charge on 

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32. According to the asset allocation rule, equity exposure should be equal to 

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33. Standard risk are

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34. Fund's risk relative to market is measured by 

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35. Mutual fund is made up of

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36. Which is purely treated as an international asset

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37. SEBI doesn't allow passing of commission to 

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38. Who can not be the distributor of the AMC 

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39. MIP is a Debt Scheme

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40. Low PE indicates that stock is cheap and you should buy it

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41. Value of Bond goes down when 

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42. Which of the following need not be included in KIM?

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43. Which expense can be not charged to scheme?

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44. Which function AMC can't do in house 

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45. What is the indicator of the risk adjusted performance ratio? 

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46. Goal based approach of financial planning focuses on

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47. Asset allocation means

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48. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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49. Request for purchase can be made

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50. Interest Rate sensitivity in Bond fund depends on 

Your score is

The average score is 58%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.