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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. In case of online transaction, transaction time is applicable 

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2. Which expense can be not charged to scheme?

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3. KIM has to be updated

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4. Which distribution channel don't have a huge branch network?

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5. Which of the following is appointed by trustee?

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6. Institutional distributors needs to be

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7. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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8. A young investor having objective of capital appreciation should invest in

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9. According to the asset allocation rule, equity exposure should be equal to 

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10. Asset allocation should be in line with

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11. Low PE indicates that stock is cheap and you should buy it

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12. Request for purchase can be made

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13. Asset allocation means

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14. FMP are essentially a closed ended Scheme

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15. STT charge on 

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16. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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17. The information regarding Which category of investors can invest in MF, is
given in

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18. Mutual fund distributor in India are member of AMFI

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19. Which is same as of OD?

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20. Interest Rate sensitivity in Bond fund depends on 

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21. SEBI doesn't allow passing of commission to 

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22. What is the rate of return of PPF

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23. Which is purely treated as an international asset

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24. Who can not be the distributor of the AMC 

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25. In NPS investors get choice of the asset class but don't get choice of investment manager

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26. Which function AMC can't do in house 

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27. Transfer of security from one scheme to another scheme is allowed in MF 

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28. Which one is not exempted in wealth tax

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29. Mutual fund is made up of

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30. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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31. Goal based approach of financial planning focuses on

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32. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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33. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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34. What is the indicator of the risk adjusted performance ratio? 

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35. Dividends in the hands of investors are taxable at the rate of

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36. In NPS class-C predominantly invests in 

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37. Which of the following need not be included in KIM?

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38. MIP is a Debt Scheme

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39. Standard risk are

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40. Who can not invest in mutual funds?

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41. Value of Bond goes down when 

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42. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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43. Fund's risk relative to market is measured by 

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44. Function of OD is

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45. Who allots Amfi Registration Number? 

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46. If investors invest through demat can AMC asks for KYC requirement

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47. Last step in the process of designing model portfolio

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48. Index against which performance of a fund is measured, is called

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49. Which one is false about debenture

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50. What should be the Sector Fund Allocation for a single income family having
small investable surplus

Your score is

The average score is 58%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.