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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Which is same as of OD?

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2. Which function AMC can't do in house 

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3. Asset allocation means

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4. Who can not be the distributor of the AMC 

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5. SEBI doesn't allow passing of commission to 

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6. Which expense can be not charged to scheme?

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7. Last step in the process of designing model portfolio

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8. In case of online transaction, transaction time is applicable 

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9. Transfer of security from one scheme to another scheme is allowed in MF 

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10. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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11. A young investor having objective of capital appreciation should invest in

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12. Goal based approach of financial planning focuses on

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13. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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14. Dividends in the hands of investors are taxable at the rate of

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15. KIM has to be updated

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16. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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17. Value of Bond goes down when 

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18. Institutional distributors needs to be

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19. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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20. STT charge on 

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21. Which is purely treated as an international asset

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22. In NPS investors get choice of the asset class but don't get choice of investment manager

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23. Mutual fund is made up of

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24. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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25. Fund's risk relative to market is measured by 

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26. In NPS class-C predominantly invests in 

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27. Low PE indicates that stock is cheap and you should buy it

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28. What is the rate of return of PPF

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29. Interest Rate sensitivity in Bond fund depends on 

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30. If investors invest through demat can AMC asks for KYC requirement

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31. Asset allocation should be in line with

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32. FMP are essentially a closed ended Scheme

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33. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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34. Which distribution channel don't have a huge branch network?

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35. Which of the following is appointed by trustee?

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36. Which of the following need not be included in KIM?

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37. Request for purchase can be made

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38. Who can not invest in mutual funds?

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39. MIP is a Debt Scheme

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40. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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41. Who allots Amfi Registration Number? 

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42. Which one is false about debenture

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43. The information regarding Which category of investors can invest in MF, is
given in

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44. Standard risk are

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45. What is the indicator of the risk adjusted performance ratio? 

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46. Which one is not exempted in wealth tax

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47. Mutual fund distributor in India are member of AMFI

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48. According to the asset allocation rule, equity exposure should be equal to 

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49. Index against which performance of a fund is measured, is called

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50. Function of OD is

Your score is

The average score is 57%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.