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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Which is purely treated as an international asset

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2. Who can not invest in mutual funds?

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3. Dividends in the hands of investors are taxable at the rate of

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4. In NPS class-C predominantly invests in 

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5. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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6. Fund's risk relative to market is measured by 

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7. STT charge on 

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8. Institutional distributors needs to be

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9. What is the rate of return of PPF

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10. Last step in the process of designing model portfolio

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11. Transfer of security from one scheme to another scheme is allowed in MF 

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12. What is the indicator of the risk adjusted performance ratio? 

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13. FMP are essentially a closed ended Scheme

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14. Value of Bond goes down when 

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15. If investors invest through demat can AMC asks for KYC requirement

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16. In NPS investors get choice of the asset class but don't get choice of investment manager

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17. KIM has to be updated

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18. MIP is a Debt Scheme

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19. Which expense can be not charged to scheme?

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20. Interest Rate sensitivity in Bond fund depends on 

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21. SEBI doesn't allow passing of commission to 

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22. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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23. Mutual fund is made up of

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24. Function of OD is

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25. Low PE indicates that stock is cheap and you should buy it

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26. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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27. Mutual fund distributor in India are member of AMFI

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28. Which one is false about debenture

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29. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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30. Which of the following need not be included in KIM?

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31. A young investor having objective of capital appreciation should invest in

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32. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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33. The information regarding Which category of investors can invest in MF, is
given in

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34. In case of online transaction, transaction time is applicable 

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35. Standard risk are

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36. Asset allocation should be in line with

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37. Asset allocation means

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38. Request for purchase can be made

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39. Which function AMC can't do in house 

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40. Which one is not exempted in wealth tax

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41. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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42. Which distribution channel don't have a huge branch network?

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43. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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44. According to the asset allocation rule, equity exposure should be equal to 

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45. Which of the following is appointed by trustee?

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46. Which is same as of OD?

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47. Goal based approach of financial planning focuses on

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48. Who can not be the distributor of the AMC 

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49. Who allots Amfi Registration Number? 

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50. Index against which performance of a fund is measured, is called

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.