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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Dividends in the hands of investors are taxable at the rate of

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2. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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3. STT charge on 

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4. Goal based approach of financial planning focuses on

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5. Function of OD is

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6. KIM has to be updated

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7. Which function AMC can't do in house 

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8. A young investor having objective of capital appreciation should invest in

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9. In case of online transaction, transaction time is applicable 

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10. The information regarding Which category of investors can invest in MF, is
given in

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11. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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12. Which of the following is appointed by trustee?

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13. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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14. Standard risk are

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15. Low PE indicates that stock is cheap and you should buy it

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16. Who can not be the distributor of the AMC 

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17. Last step in the process of designing model portfolio

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18. Who allots Amfi Registration Number? 

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19. Which of the following need not be included in KIM?

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20. Transfer of security from one scheme to another scheme is allowed in MF 

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21. What is the rate of return of PPF

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22. SEBI doesn't allow passing of commission to 

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23. In NPS class-C predominantly invests in 

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24. Index against which performance of a fund is measured, is called

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25. Mutual fund is made up of

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26. Asset allocation means

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27. MIP is a Debt Scheme

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28. Which one is false about debenture

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29. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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30. If investors invest through demat can AMC asks for KYC requirement

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31. Which one is not exempted in wealth tax

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32. Asset allocation should be in line with

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33. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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34. FMP are essentially a closed ended Scheme

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35. Request for purchase can be made

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36. What is the indicator of the risk adjusted performance ratio? 

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37. Value of Bond goes down when 

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38. Mutual fund distributor in India are member of AMFI

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39. Who can not invest in mutual funds?

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40. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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41. According to the asset allocation rule, equity exposure should be equal to 

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42. Interest Rate sensitivity in Bond fund depends on 

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43. Institutional distributors needs to be

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44. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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45. Which is same as of OD?

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46. In NPS investors get choice of the asset class but don't get choice of investment manager

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47. Which expense can be not charged to scheme?

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48. Fund's risk relative to market is measured by 

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49. Which is purely treated as an international asset

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50. Which distribution channel don't have a huge branch network?

Your score is

The average score is 58%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.