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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Function of OD is

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2. Asset allocation means

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3. SEBI doesn't allow passing of commission to 

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4. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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5. Which of the following is appointed by trustee?

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6. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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7. FMP are essentially a closed ended Scheme

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8. In NPS class-C predominantly invests in 

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9. Fund's risk relative to market is measured by 

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10. MIP is a Debt Scheme

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11. Index against which performance of a fund is measured, is called

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12. Goal based approach of financial planning focuses on

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13. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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14. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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15. Asset allocation should be in line with

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16. Transfer of security from one scheme to another scheme is allowed in MF 

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17. According to the asset allocation rule, equity exposure should be equal to 

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18. Which one is not exempted in wealth tax

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19. A young investor having objective of capital appreciation should invest in

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20. Which one is false about debenture

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21. Low PE indicates that stock is cheap and you should buy it

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22. Who can not invest in mutual funds?

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23. Who can not be the distributor of the AMC 

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24. Value of Bond goes down when 

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25. Who allots Amfi Registration Number? 

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26. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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27. What is the indicator of the risk adjusted performance ratio? 

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28. Standard risk are

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29. Which of the following need not be included in KIM?

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30. Which is same as of OD?

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31. Last step in the process of designing model portfolio

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32. Which expense can be not charged to scheme?

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33. STT charge on 

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34. What is the rate of return of PPF

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35. In NPS investors get choice of the asset class but don't get choice of investment manager

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36. If investors invest through demat can AMC asks for KYC requirement

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37. The information regarding Which category of investors can invest in MF, is
given in

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38. KIM has to be updated

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39. Which function AMC can't do in house 

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40. In case of online transaction, transaction time is applicable 

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41. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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42. Institutional distributors needs to be

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43. Dividends in the hands of investors are taxable at the rate of

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44. Mutual fund distributor in India are member of AMFI

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45. Which distribution channel don't have a huge branch network?

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46. Interest Rate sensitivity in Bond fund depends on 

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47. Request for purchase can be made

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48. Which is purely treated as an international asset

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49. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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50. Mutual fund is made up of

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
Mock Test 1  |  Mock Test 2  |  Mock Test 3  |  Mock Test 4  |  Mock Test 5  |  Mock Test 6  |  Mock Test 7  |  Mock Test 8  |  Mock Test 9  |  Mock Test 10

For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.