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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. KIM has to be updated

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2. Goal based approach of financial planning focuses on

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3. Who allots Amfi Registration Number? 

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4. Value of Bond goes down when 

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5. The information regarding Which category of investors can invest in MF, is
given in

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6. Mutual fund is made up of

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7. What is the indicator of the risk adjusted performance ratio? 

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8. FMP are essentially a closed ended Scheme

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9. STT charge on 

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10. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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11. SEBI doesn't allow passing of commission to 

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12. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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13. If investors invest through demat can AMC asks for KYC requirement

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14. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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15. Interest Rate sensitivity in Bond fund depends on 

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16. Low PE indicates that stock is cheap and you should buy it

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17. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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18. Which distribution channel don't have a huge branch network?

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19. Function of OD is

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20. Last step in the process of designing model portfolio

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21. In case of online transaction, transaction time is applicable 

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22. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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23. In NPS class-C predominantly invests in 

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24. What is the rate of return of PPF

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25. Transfer of security from one scheme to another scheme is allowed in MF 

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26. Which of the following is appointed by trustee?

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27. Who can not be the distributor of the AMC 

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28. Fund's risk relative to market is measured by 

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29. Index against which performance of a fund is measured, is called

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30. Which is same as of OD?

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31. Dividends in the hands of investors are taxable at the rate of

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32. Standard risk are

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33. A young investor having objective of capital appreciation should invest in

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34. Mutual fund distributor in India are member of AMFI

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35. Which one is false about debenture

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36. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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37. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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38. MIP is a Debt Scheme

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39. Asset allocation should be in line with

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40. Institutional distributors needs to be

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41. Which is purely treated as an international asset

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42. Which expense can be not charged to scheme?

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43. In NPS investors get choice of the asset class but don't get choice of investment manager

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44. According to the asset allocation rule, equity exposure should be equal to 

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45. Asset allocation means

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46. Which of the following need not be included in KIM?

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47. Which function AMC can't do in house 

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48. Which one is not exempted in wealth tax

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49. Request for purchase can be made

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50. Who can not invest in mutual funds?

Your score is

The average score is 58%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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