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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. FMP are essentially a closed ended Scheme

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2. Who can not be the distributor of the AMC 

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3. According to the asset allocation rule, equity exposure should be equal to 

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4. Request for purchase can be made

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5. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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6. Standard risk are

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7. Fund's risk relative to market is measured by 

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8. What is the rate of return of PPF

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9. KIM has to be updated

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10. Interest Rate sensitivity in Bond fund depends on 

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11. Which one is false about debenture

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12. Which function AMC can't do in house 

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13. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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14. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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15. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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16. Asset allocation should be in line with

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17. In NPS investors get choice of the asset class but don't get choice of investment manager

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18. Value of Bond goes down when 

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19. Which one is not exempted in wealth tax

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20. Asset allocation means

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21. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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22. Which is same as of OD?

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23. Last step in the process of designing model portfolio

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24. Goal based approach of financial planning focuses on

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25. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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26. Who allots Amfi Registration Number? 

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27. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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28. Which distribution channel don't have a huge branch network?

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29. Transfer of security from one scheme to another scheme is allowed in MF 

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30. Dividends in the hands of investors are taxable at the rate of

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31. Function of OD is

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32. STT charge on 

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33. A young investor having objective of capital appreciation should invest in

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34. Which expense can be not charged to scheme?

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35. In case of online transaction, transaction time is applicable 

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36. Which of the following is appointed by trustee?

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37. Institutional distributors needs to be

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38. Index against which performance of a fund is measured, is called

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39. What is the indicator of the risk adjusted performance ratio? 

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40. The information regarding Which category of investors can invest in MF, is
given in

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41. If investors invest through demat can AMC asks for KYC requirement

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42. MIP is a Debt Scheme

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43. Who can not invest in mutual funds?

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44. Mutual fund is made up of

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45. In NPS class-C predominantly invests in 

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46. Low PE indicates that stock is cheap and you should buy it

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47. SEBI doesn't allow passing of commission to 

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48. Mutual fund distributor in India are member of AMFI

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49. Which is purely treated as an international asset

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50. Which of the following need not be included in KIM?

Your score is

The average score is 59%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.