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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Who allots Amfi Registration Number? 

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2. Which is same as of OD?

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3. What is the indicator of the risk adjusted performance ratio? 

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4. Mutual fund distributor in India are member of AMFI

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5. STT charge on 

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6. MIP is a Debt Scheme

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7. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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8. In NPS investors get choice of the asset class but don't get choice of investment manager

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9. SEBI doesn't allow passing of commission to 

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10. Who can not be the distributor of the AMC 

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11. Which of the following is appointed by trustee?

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12. If investors invest through demat can AMC asks for KYC requirement

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13. Mutual fund is made up of

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14. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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15. Which function AMC can't do in house 

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16. According to the asset allocation rule, equity exposure should be equal to 

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17. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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18. Low PE indicates that stock is cheap and you should buy it

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19. Value of Bond goes down when 

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20. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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21. Standard risk are

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22. Which distribution channel don't have a huge branch network?

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23. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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24. Function of OD is

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25. KIM has to be updated

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26. Transfer of security from one scheme to another scheme is allowed in MF 

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27. Asset allocation means

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28. Index against which performance of a fund is measured, is called

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29. In case of online transaction, transaction time is applicable 

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30. Which one is not exempted in wealth tax

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31. Which expense can be not charged to scheme?

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32. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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33. Asset allocation should be in line with

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34. Which of the following need not be included in KIM?

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35. Interest Rate sensitivity in Bond fund depends on 

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36. The information regarding Which category of investors can invest in MF, is
given in

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37. Dividends in the hands of investors are taxable at the rate of

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38. In NPS class-C predominantly invests in 

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39. Request for purchase can be made

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40. Who can not invest in mutual funds?

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41. Which is purely treated as an international asset

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42. Last step in the process of designing model portfolio

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43. What is the rate of return of PPF

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44. Fund's risk relative to market is measured by 

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45. Which one is false about debenture

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46. FMP are essentially a closed ended Scheme

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47. Institutional distributors needs to be

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48. A young investor having objective of capital appreciation should invest in

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49. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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50. Goal based approach of financial planning focuses on

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The average score is 58%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.