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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. If investors invest through demat can AMC asks for KYC requirement

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2. Request for purchase can be made

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3. Which one is not exempted in wealth tax

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4. Low PE indicates that stock is cheap and you should buy it

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5. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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6. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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7. Mutual fund distributor in India are member of AMFI

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8. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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9. Who allots Amfi Registration Number? 

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10. Which is same as of OD?

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11. KIM has to be updated

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12. Which of the following is appointed by trustee?

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13. Which of the following need not be included in KIM?

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14. Interest Rate sensitivity in Bond fund depends on 

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15. Dividends in the hands of investors are taxable at the rate of

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16. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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17. Who can not invest in mutual funds?

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18. MIP is a Debt Scheme

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19. Standard risk are

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20. Index against which performance of a fund is measured, is called

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21. SEBI doesn't allow passing of commission to 

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22. Which one is false about debenture

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23. Which distribution channel don't have a huge branch network?

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24. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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25. Transfer of security from one scheme to another scheme is allowed in MF 

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26. Mutual fund is made up of

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27. FMP are essentially a closed ended Scheme

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28. Which function AMC can't do in house 

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29. In NPS investors get choice of the asset class but don't get choice of investment manager

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30. Who can not be the distributor of the AMC 

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31. Last step in the process of designing model portfolio

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32. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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33. In case of online transaction, transaction time is applicable 

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34. In NPS class-C predominantly invests in 

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35. Asset allocation should be in line with

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36. Value of Bond goes down when 

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37. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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38. Fund's risk relative to market is measured by 

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39. The information regarding Which category of investors can invest in MF, is
given in

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40. Goal based approach of financial planning focuses on

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41. Which expense can be not charged to scheme?

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42. A young investor having objective of capital appreciation should invest in

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43. According to the asset allocation rule, equity exposure should be equal to 

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44. Institutional distributors needs to be

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45. Function of OD is

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46. Asset allocation means

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47. What is the rate of return of PPF

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48. Which is purely treated as an international asset

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49. What is the indicator of the risk adjusted performance ratio? 

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50. STT charge on 

Your score is

The average score is 57%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.