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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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2. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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3. In NPS investors get choice of the asset class but don't get choice of investment manager

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4. Which is same as of OD?

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5. Which expense can be not charged to scheme?

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6. MIP is a Debt Scheme

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7. A young investor having objective of capital appreciation should invest in

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8. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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9. Transfer of security from one scheme to another scheme is allowed in MF 

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10. Request for purchase can be made

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11. STT charge on 

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12. Asset allocation means

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13. What is the indicator of the risk adjusted performance ratio? 

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14. Mutual fund distributor in India are member of AMFI

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15. Which distribution channel don't have a huge branch network?

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16. Value of Bond goes down when 

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17. According to the asset allocation rule, equity exposure should be equal to 

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18. Dividends in the hands of investors are taxable at the rate of

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19. Institutional distributors needs to be

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20. Last step in the process of designing model portfolio

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21. If investors invest through demat can AMC asks for KYC requirement

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22. Standard risk are

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23. Which function AMC can't do in house 

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24. FMP are essentially a closed ended Scheme

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25. Fund's risk relative to market is measured by 

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26. Which one is false about debenture

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27. In case of online transaction, transaction time is applicable 

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28. Who can not be the distributor of the AMC 

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29. Which of the following is appointed by trustee?

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30. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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31. Index against which performance of a fund is measured, is called

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32. Who allots Amfi Registration Number? 

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33. What is the rate of return of PPF

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34. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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35. In NPS class-C predominantly invests in 

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36. The information regarding Which category of investors can invest in MF, is
given in

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37. Which is purely treated as an international asset

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38. Who can not invest in mutual funds?

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39. SEBI doesn't allow passing of commission to 

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40. Low PE indicates that stock is cheap and you should buy it

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41. Goal based approach of financial planning focuses on

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42. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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43. Asset allocation should be in line with

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44. Mutual fund is made up of

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45. KIM has to be updated

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46. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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47. Interest Rate sensitivity in Bond fund depends on 

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48. Function of OD is

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49. Which one is not exempted in wealth tax

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50. Which of the following need not be included in KIM?

Your score is

The average score is 58%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.