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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. Low PE indicates that stock is cheap and you should buy it

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2. STT charge on 

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3. If investors invest through demat can AMC asks for KYC requirement

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4. Which function AMC can't do in house 

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5. Which one is false about debenture

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6. Which expense can be not charged to scheme?

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7. KIM has to be updated

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8. Goal based approach of financial planning focuses on

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9. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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10. Last step in the process of designing model portfolio

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11. Who allots Amfi Registration Number? 

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12. In NPS class-C predominantly invests in 

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13. Which of the following need not be included in KIM?

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14. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

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15. Mutual fund distributor in India are member of AMFI

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16. What is the rate of return of PPF

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17. Asset allocation means

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18. Mutual fund is made up of

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19. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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20. The information regarding Which category of investors can invest in MF, is
given in

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21. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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22. Which is same as of OD?

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23. Index against which performance of a fund is measured, is called

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24. What is the indicator of the risk adjusted performance ratio? 

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25. Fund's risk relative to market is measured by 

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26. Which is purely treated as an international asset

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27. Value of Bond goes down when 

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28. SEBI doesn't allow passing of commission to 

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29. Which one is not exempted in wealth tax

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30. Standard risk are

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31. In NPS investors get choice of the asset class but don't get choice of investment manager

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32. Request for purchase can be made

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33. Dividends in the hands of investors are taxable at the rate of

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34. Institutional distributors needs to be

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35. MIP is a Debt Scheme

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36. A young investor having objective of capital appreciation should invest in

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37. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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38. FMP are essentially a closed ended Scheme

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39. Who can not invest in mutual funds?

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40. According to the asset allocation rule, equity exposure should be equal to 

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41. In case of online transaction, transaction time is applicable 

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42. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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43. Which of the following is appointed by trustee?

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44. Function of OD is

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45. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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46. Asset allocation should be in line with

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47. Transfer of security from one scheme to another scheme is allowed in MF 

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48. Which distribution channel don't have a huge branch network?

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49. Who can not be the distributor of the AMC 

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50. Interest Rate sensitivity in Bond fund depends on 

Your score is

The average score is 58%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.