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NISM V-A | Mock Test 4

NISM V-A Mock Test 4

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 4

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1. What is the indicator of the risk adjusted performance ratio? 

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2. Which distribution channel don't have a huge branch network?

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3. What should be the Sector Fund Allocation for a single income family having
small investable surplus

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4. If you get a 50L in equity fund at 3:30 pm today,investor will get the NAV of

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5. Which one is not exempted in wealth tax

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6. Which expense can be not charged to scheme?

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7. Asset allocation means

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8. Which one is false about debenture

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9. What is the rate of return of PPF

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10. Asset allocation should be in line with

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11. Index against which performance of a fund is measured, is called

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12. In case of online transaction, transaction time is applicable 

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13. Request for purchase can be made

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14. The information regarding Which category of investors can invest in MF, is
given in

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15. Which is purely treated as an international asset

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16. Dividends in the hands of investors are taxable at the rate of

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17. STT charge on 

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18. A young investor having objective of capital appreciation should invest in

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19. Institutional distributors needs to be

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20. Transfer of security from one scheme to another scheme is allowed in MF 

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21. Which of the following need not be included in KIM?

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22. FMP are essentially a closed ended Scheme

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23. Which of the following is appointed by trustee?

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24. In NPS class-C predominantly invests in 

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25. SEBI doesn't allow passing of commission to 

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26. Who allots Amfi Registration Number? 

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27. Mutual fund is made up of

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28. KIM has to be updated

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29. Goal based approach of financial planning focuses on

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30. Calculate the sales price of a unit when NAV is 15 and exit load 1%

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31. Standard risk are

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32. Low PE indicates that stock is cheap and you should buy it

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33. Interest Rate sensitivity in Bond fund depends on 

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34. Mutual fund distributor in India are member of AMFI

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35. Which function AMC can't do in house 

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36. If investors invest through demat can AMC asks for KYC requirement

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37. Fund's risk relative to market is measured by 

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38. Last step in the process of designing model portfolio

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39. Value of Bond goes down when 

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40. Which is same as of OD?

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41. Mutual fund in India is regulated by SEBI(Mutual Fund) act 1996

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42. Function of OD is

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43. MIP is a Debt Scheme

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44. According to the asset allocation rule, equity exposure should be equal to 

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45. In NPS investors get choice of the asset class but don't get choice of investment manager

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46. Investor has read the OD and then the invested in the fund and fund goes
down, then he

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47. Who can not be the distributor of the AMC 

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48. As per income tax act, Arbitrage Funds are taxed as per debt scheme

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49. Who can not invest in mutual funds?

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50. If you get a cheque of 1 cr in a Gilt Fund at 2.30 pm, NAV date will be

Your score is

The average score is 58%

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This Mock Test 4 will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can benefit practice, it’s important to understand the concepts and principles behind each question thoroughly.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and most accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.