NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. If beta of a scheme is less than one the the fund is-

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2. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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3. Formula for CAGR calculation is

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4. Which investment below gives international exposure

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5. How frequently NAV of an equity scheme are calculated 

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6. FMP can give better interest than a Bank Deposit

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7. KIM is attached with ?

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8. Unit capital is issued at-

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9. Arrange in correct sequence

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10. What is the highest expense ratio in a Fund of Fund scheme ?

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11. KYC is compulsory -

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12. Which is technical analysis- 

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13. Time stamp machine contains- 

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14. How is company fixed deposit compare to bank fixed deposit ?

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15. Fund management cost is more in- 

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16. Exit load __________

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17. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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18. Which is true in case of PPF?

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19. If an investor wants full exposure of gold his investment should be into

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20. Distributors are paid-

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21. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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22. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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23. Initial issue expenses in a liquid fund has to be- 

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24. In India mutual funds are-

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25. SEBI is sole regulatory authority for MF are answerable

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26. What is true about premium paid in a life insurance company ?

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27. In case of breach of Code of conduct license is canceled by-

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28. Which of the following is against the ethics & Code of conduct guide line of AMFI

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29. A fixed term plan series is-

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30. KYC is required for-

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31. Independent trustee are appointed by- 

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32. A schemes NAV value increases for the period of 2 yrs . it will show-

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33. PAN card is not required in case of-

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34. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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35. Formula to find out the Standard Deviation in excel is

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36. On doing risk profiling which asset allocation does it give ?

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37. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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38. The expected return & yield of the scheme is mentioned in KIM 

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39. Which fund is an actively managed fund? 

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40. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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41. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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42. What is the DDT for an individual in liquid fund ?

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43. Trail commission to advisor helps in --

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44. The insurance associated with new pension schemes are regulated by-

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45. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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46. Minimum contribution of a sponsor in an AMC should be-

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47. Who keeps detail report of transaction- 

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48. What is not true objective of life insurance- 

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49. The person with whom the units are pledged is known as

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50. Which one of the following is not an eligible investor? 

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.