NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. Fund management cost is more in- 

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2. FMP can give better interest than a Bank Deposit

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3. PAN card is not required in case of-

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4. A fixed term plan series is-

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5. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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6. SEBI is sole regulatory authority for MF are answerable

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7. Formula to find out the Standard Deviation in excel is

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8. What is true about premium paid in a life insurance company ?

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9. Formula for CAGR calculation is

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10. A schemes NAV value increases for the period of 2 yrs . it will show-

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11. What is the highest expense ratio in a Fund of Fund scheme ?

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12. The expected return & yield of the scheme is mentioned in KIM 

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13. The person with whom the units are pledged is known as

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14. KIM is attached with ?

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15. What is the DDT for an individual in liquid fund ?

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16. Distributors are paid-

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17. Which one of the following is not an eligible investor? 

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18. If beta of a scheme is less than one the the fund is-

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19. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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20. Which is technical analysis- 

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21. The insurance associated with new pension schemes are regulated by-

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22. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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23. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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24. Which of the following is against the ethics & Code of conduct guide line of AMFI

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25. How frequently NAV of an equity scheme are calculated 

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26. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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27. Unit capital is issued at-

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28. How is company fixed deposit compare to bank fixed deposit ?

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29. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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30. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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31. Which is true in case of PPF?

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32. Trail commission to advisor helps in --

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33. Which fund is an actively managed fund? 

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34. Initial issue expenses in a liquid fund has to be- 

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35. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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36. Time stamp machine contains- 

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37. Arrange in correct sequence

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38. Who keeps detail report of transaction- 

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39. KYC is compulsory -

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40. Minimum contribution of a sponsor in an AMC should be-

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41. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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42. If an investor wants full exposure of gold his investment should be into

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43. Exit load __________

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44. In India mutual funds are-

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45. On doing risk profiling which asset allocation does it give ?

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46. What is not true objective of life insurance- 

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47. Independent trustee are appointed by- 

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48. KYC is required for-

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49. In case of breach of Code of conduct license is canceled by-

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50. Which investment below gives international exposure

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This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

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Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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