NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. Exit load __________

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2. SEBI is sole regulatory authority for MF are answerable

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3. The person with whom the units are pledged is known as

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4. Which is technical analysis- 

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5. Trail commission to advisor helps in --

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6. Who keeps detail report of transaction- 

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7. Minimum contribution of a sponsor in an AMC should be-

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8. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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9. What is not true objective of life insurance- 

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10. How is company fixed deposit compare to bank fixed deposit ?

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11. What is the DDT for an individual in liquid fund ?

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12. Independent trustee are appointed by- 

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13. Which is true in case of PPF?

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14. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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15. Which investment below gives international exposure

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16. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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17. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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18. The insurance associated with new pension schemes are regulated by-

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19. KYC is compulsory -

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20. Fund management cost is more in- 

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21. In India mutual funds are-

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22. A schemes NAV value increases for the period of 2 yrs . it will show-

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23. What is true about premium paid in a life insurance company ?

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24. Time stamp machine contains- 

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25. Formula for CAGR calculation is

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26. In case of breach of Code of conduct license is canceled by-

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27. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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28. FMP can give better interest than a Bank Deposit

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29. Distributors are paid-

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30. Formula to find out the Standard Deviation in excel is

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31. Arrange in correct sequence

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32. On doing risk profiling which asset allocation does it give ?

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33. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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34. PAN card is not required in case of-

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35. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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36. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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37. How frequently NAV of an equity scheme are calculated 

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38. Which of the following is against the ethics & Code of conduct guide line of AMFI

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39. A fixed term plan series is-

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40. If beta of a scheme is less than one the the fund is-

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41. Unit capital is issued at-

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42. KYC is required for-

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43. If an investor wants full exposure of gold his investment should be into

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44. The expected return & yield of the scheme is mentioned in KIM 

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45. Which one of the following is not an eligible investor? 

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46. KIM is attached with ?

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47. Which fund is an actively managed fund? 

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48. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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49. What is the highest expense ratio in a Fund of Fund scheme ?

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50. Initial issue expenses in a liquid fund has to be- 

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The average score is 59%

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This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.