NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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2. Arrange in correct sequence

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3. Initial issue expenses in a liquid fund has to be- 

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4. What is the highest expense ratio in a Fund of Fund scheme ?

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5. Fund management cost is more in- 

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6. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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7. Exit load __________

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8. Formula to find out the Standard Deviation in excel is

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9. SEBI is sole regulatory authority for MF are answerable

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10. A fixed term plan series is-

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11. Time stamp machine contains- 

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12. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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13. In case of breach of Code of conduct license is canceled by-

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14. Which of the following is against the ethics & Code of conduct guide line of AMFI

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15. What is not true objective of life insurance- 

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16. On doing risk profiling which asset allocation does it give ?

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17. How is company fixed deposit compare to bank fixed deposit ?

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18. Which one of the following is not an eligible investor? 

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19. In India mutual funds are-

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20. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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21. If beta of a scheme is less than one the the fund is-

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22. If an investor wants full exposure of gold his investment should be into

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23. Unit capital is issued at-

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24. Which fund is an actively managed fund? 

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25. The insurance associated with new pension schemes are regulated by-

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26. KYC is required for-

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27. Who keeps detail report of transaction- 

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28. Which is true in case of PPF?

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29. The expected return & yield of the scheme is mentioned in KIM 

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30. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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31. Which is technical analysis- 

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32. KYC is compulsory -

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33. How frequently NAV of an equity scheme are calculated 

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34. PAN card is not required in case of-

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35. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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36. Formula for CAGR calculation is

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37. The person with whom the units are pledged is known as

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38. Trail commission to advisor helps in --

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39. Distributors are paid-

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40. What is the DDT for an individual in liquid fund ?

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41. KIM is attached with ?

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42. What is true about premium paid in a life insurance company ?

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43. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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44. A schemes NAV value increases for the period of 2 yrs . it will show-

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45. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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46. Independent trustee are appointed by- 

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47. Minimum contribution of a sponsor in an AMC should be-

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48. Which investment below gives international exposure

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49. FMP can give better interest than a Bank Deposit

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50. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

Your score is

The average score is 58%

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This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.