NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. Initial issue expenses in a liquid fund has to be- 

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2. Which fund is an actively managed fund? 

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3. Unit capital is issued at-

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4. If beta of a scheme is less than one the the fund is-

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5. A schemes NAV value increases for the period of 2 yrs . it will show-

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6. A fixed term plan series is-

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7. The insurance associated with new pension schemes are regulated by-

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8. Independent trustee are appointed by- 

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9. In case of breach of Code of conduct license is canceled by-

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10. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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11. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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12. On doing risk profiling which asset allocation does it give ?

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13. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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14. Which of the following is against the ethics & Code of conduct guide line of AMFI

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15. What is not true objective of life insurance- 

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16. How frequently NAV of an equity scheme are calculated 

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17. Formula for CAGR calculation is

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18. The expected return & yield of the scheme is mentioned in KIM 

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19. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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20. Which one of the following is not an eligible investor? 

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21. KYC is required for-

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22. FMP can give better interest than a Bank Deposit

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23. KYC is compulsory -

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24. The person with whom the units are pledged is known as

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25. What is the highest expense ratio in a Fund of Fund scheme ?

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26. What is the DDT for an individual in liquid fund ?

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27. PAN card is not required in case of-

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28. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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29. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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30. If an investor wants full exposure of gold his investment should be into

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31. What is true about premium paid in a life insurance company ?

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32. Distributors are paid-

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33. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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34. Time stamp machine contains- 

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35. Minimum contribution of a sponsor in an AMC should be-

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36. Which is true in case of PPF?

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37. Trail commission to advisor helps in --

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38. Exit load __________

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39. KIM is attached with ?

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40. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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41. In India mutual funds are-

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42. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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43. How is company fixed deposit compare to bank fixed deposit ?

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44. Formula to find out the Standard Deviation in excel is

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45. SEBI is sole regulatory authority for MF are answerable

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46. Arrange in correct sequence

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47. Which investment below gives international exposure

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48. Fund management cost is more in- 

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49. Who keeps detail report of transaction- 

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50. Which is technical analysis- 

Your score is

The average score is 59%

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This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.