NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. What is the highest expense ratio in a Fund of Fund scheme ?

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2. A fixed term plan series is-

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3. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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4. Distributors are paid-

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5. Formula to find out the Standard Deviation in excel is

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6. In India mutual funds are-

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7. Unit capital is issued at-

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8. Which is true in case of PPF?

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9. Which one of the following is not an eligible investor? 

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10. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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11. Which fund is an actively managed fund? 

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12. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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13. What is the DDT for an individual in liquid fund ?

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14. If beta of a scheme is less than one the the fund is-

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15. Trail commission to advisor helps in --

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16. What is true about premium paid in a life insurance company ?

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17. What is not true objective of life insurance- 

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18. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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19. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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20. The expected return & yield of the scheme is mentioned in KIM 

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21. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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22. PAN card is not required in case of-

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23. Time stamp machine contains- 

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24. KYC is compulsory -

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25. Initial issue expenses in a liquid fund has to be- 

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26. Minimum contribution of a sponsor in an AMC should be-

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27. Exit load __________

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28. How is company fixed deposit compare to bank fixed deposit ?

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29. In case of breach of Code of conduct license is canceled by-

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30. FMP can give better interest than a Bank Deposit

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31. How frequently NAV of an equity scheme are calculated 

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32. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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33. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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34. Who keeps detail report of transaction- 

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35. Fund management cost is more in- 

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36. Formula for CAGR calculation is

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37. The person with whom the units are pledged is known as

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38. SEBI is sole regulatory authority for MF are answerable

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39. On doing risk profiling which asset allocation does it give ?

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40. If an investor wants full exposure of gold his investment should be into

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41. The insurance associated with new pension schemes are regulated by-

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42. KYC is required for-

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43. A schemes NAV value increases for the period of 2 yrs . it will show-

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44. KIM is attached with ?

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45. Which investment below gives international exposure

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46. Which is technical analysis- 

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47. Independent trustee are appointed by- 

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48. Which of the following is against the ethics & Code of conduct guide line of AMFI

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49. Arrange in correct sequence

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50. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

Your score is

The average score is 58%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.