NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

1 / 50

1. Which is true in case of PPF?

2 / 50

2. The expected return & yield of the scheme is mentioned in KIM 

3 / 50

3. PAN card is not required in case of-

4 / 50

4. How frequently NAV of an equity scheme are calculated 

5 / 50

5. Which is technical analysis- 

6 / 50

6. The person with whom the units are pledged is known as

7 / 50

7. Unit capital is issued at-

8 / 50

8. Time stamp machine contains- 

9 / 50

9. In India mutual funds are-

10 / 50

10. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

11 / 50

11. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

12 / 50

12. Formula to find out the Standard Deviation in excel is

13 / 50

13. Independent trustee are appointed by- 

14 / 50

14. On doing risk profiling which asset allocation does it give ?

15 / 50

15. Which of the following is against the ethics & Code of conduct guide line of AMFI

16 / 50

16. Initial issue expenses in a liquid fund has to be- 

17 / 50

17. The insurance associated with new pension schemes are regulated by-

18 / 50

18. Distributors are paid-

19 / 50

19. What is true about premium paid in a life insurance company ?

20 / 50

20. Exit load __________

21 / 50

21. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

22 / 50

22. KIM is attached with ?

23 / 50

23. For a customer holding units in demat , the AMC also requires to
do his KYC ?

24 / 50

24. In case of breach of Code of conduct license is canceled by-

25 / 50

25. Formula for CAGR calculation is

26 / 50

26. Arrange in correct sequence

27 / 50

27. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

28 / 50

28. Minimum contribution of a sponsor in an AMC should be-

29 / 50

29. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

30 / 50

30. Trail commission to advisor helps in --

31 / 50

31. SEBI is sole regulatory authority for MF are answerable

32 / 50

32. Which investment below gives international exposure

33 / 50

33. What is the DDT for an individual in liquid fund ?

34 / 50

34. How is company fixed deposit compare to bank fixed deposit ?

35 / 50

35. A fixed term plan series is-

36 / 50

36. KYC is compulsory -

37 / 50

37. Which one of the following is not an eligible investor? 

38 / 50

38. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

39 / 50

39. If an investor wants full exposure of gold his investment should be into

40 / 50

40. If beta of a scheme is less than one the the fund is-

41 / 50

41. FMP can give better interest than a Bank Deposit

42 / 50

42. What is not true objective of life insurance- 

43 / 50

43. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

44 / 50

44. Who keeps detail report of transaction- 

45 / 50

45. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

46 / 50

46. What is the highest expense ratio in a Fund of Fund scheme ?

47 / 50

47. A schemes NAV value increases for the period of 2 yrs . it will show-

48 / 50

48. Which fund is an actively managed fund? 

49 / 50

49. Fund management cost is more in- 

50 / 50

50. KYC is required for-

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
Mock Test 1  |  Mock Test 2  |  Mock Test 3  |  Mock Test 4  |  Mock Test 5  |  Mock Test 6  |  Mock Test 7  |  Mock Test 8  |  Mock Test 9  |  Mock Test 10

For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.