NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. PAN card is not required in case of-

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2. Formula to find out the Standard Deviation in excel is

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3. If an investor wants full exposure of gold his investment should be into

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4. In case of breach of Code of conduct license is canceled by-

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5. Which fund is an actively managed fund? 

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6. A schemes NAV value increases for the period of 2 yrs . it will show-

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7. Who keeps detail report of transaction- 

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8. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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9. On doing risk profiling which asset allocation does it give ?

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10. Arrange in correct sequence

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11. FMP can give better interest than a Bank Deposit

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12. Minimum contribution of a sponsor in an AMC should be-

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13. If beta of a scheme is less than one the the fund is-

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14. Which of the following is against the ethics & Code of conduct guide line of AMFI

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15. KYC is required for-

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16. What is true about premium paid in a life insurance company ?

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17. The insurance associated with new pension schemes are regulated by-

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18. What is not true objective of life insurance- 

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19. How is company fixed deposit compare to bank fixed deposit ?

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20. Exit load __________

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21. Time stamp machine contains- 

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22. Which one of the following is not an eligible investor? 

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23. Unit capital is issued at-

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24. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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25. In India mutual funds are-

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26. Which investment below gives international exposure

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27. How frequently NAV of an equity scheme are calculated 

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28. KYC is compulsory -

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29. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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30. Formula for CAGR calculation is

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31. A fixed term plan series is-

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32. Initial issue expenses in a liquid fund has to be- 

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33. Which is true in case of PPF?

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34. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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35. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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36. SEBI is sole regulatory authority for MF are answerable

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37. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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38. Distributors are paid-

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39. Trail commission to advisor helps in --

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40. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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41. KIM is attached with ?

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42. Independent trustee are appointed by- 

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43. What is the DDT for an individual in liquid fund ?

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44. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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45. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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46. Fund management cost is more in- 

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47. The expected return & yield of the scheme is mentioned in KIM 

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48. Which is technical analysis- 

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49. What is the highest expense ratio in a Fund of Fund scheme ?

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50. The person with whom the units are pledged is known as

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.