NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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2. Fund management cost is more in- 

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3. Which investment below gives international exposure

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4. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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5. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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6. Time stamp machine contains- 

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7. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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8. In case of breach of Code of conduct license is canceled by-

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9. Which is technical analysis- 

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10. The person with whom the units are pledged is known as

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11. Distributors are paid-

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12. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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13. Formula to find out the Standard Deviation in excel is

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14. Which is true in case of PPF?

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15. FMP can give better interest than a Bank Deposit

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16. What is the DDT for an individual in liquid fund ?

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17. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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18. On doing risk profiling which asset allocation does it give ?

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19. KYC is required for-

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20. Who keeps detail report of transaction- 

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21. Independent trustee are appointed by- 

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22. Which of the following is against the ethics & Code of conduct guide line of AMFI

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23. Formula for CAGR calculation is

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24. Which one of the following is not an eligible investor? 

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25. If an investor wants full exposure of gold his investment should be into

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26. What is true about premium paid in a life insurance company ?

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27. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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28. Unit capital is issued at-

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29. Which fund is an actively managed fund? 

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30. What is the highest expense ratio in a Fund of Fund scheme ?

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31. A schemes NAV value increases for the period of 2 yrs . it will show-

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32. KIM is attached with ?

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33. Trail commission to advisor helps in --

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34. PAN card is not required in case of-

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35. If beta of a scheme is less than one the the fund is-

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36. Initial issue expenses in a liquid fund has to be- 

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37. KYC is compulsory -

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38. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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39. The insurance associated with new pension schemes are regulated by-

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40. In India mutual funds are-

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41. What is not true objective of life insurance- 

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42. How frequently NAV of an equity scheme are calculated 

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43. SEBI is sole regulatory authority for MF are answerable

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44. The expected return & yield of the scheme is mentioned in KIM 

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45. Arrange in correct sequence

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46. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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47. Exit load __________

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48. A fixed term plan series is-

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49. Minimum contribution of a sponsor in an AMC should be-

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50. How is company fixed deposit compare to bank fixed deposit ?

Your score is

The average score is 58%

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This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.