NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. PAN card is not required in case of-

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2. KYC is compulsory -

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3. Which investment below gives international exposure

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4. In India mutual funds are-

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5. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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6. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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7. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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8. A schemes NAV value increases for the period of 2 yrs . it will show-

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9. Initial issue expenses in a liquid fund has to be- 

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10. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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11. Time stamp machine contains- 

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12. What is the highest expense ratio in a Fund of Fund scheme ?

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13. In case of breach of Code of conduct license is canceled by-

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14. SEBI is sole regulatory authority for MF are answerable

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15. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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16. FMP can give better interest than a Bank Deposit

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17. Distributors are paid-

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18. KYC is required for-

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19. What is true about premium paid in a life insurance company ?

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20. If beta of a scheme is less than one the the fund is-

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21. The person with whom the units are pledged is known as

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22. Independent trustee are appointed by- 

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23. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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24. On doing risk profiling which asset allocation does it give ?

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25. Unit capital is issued at-

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26. How frequently NAV of an equity scheme are calculated 

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27. Arrange in correct sequence

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28. Trail commission to advisor helps in --

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29. Formula for CAGR calculation is

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30. Which fund is an actively managed fund? 

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31. The expected return & yield of the scheme is mentioned in KIM 

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32. Exit load __________

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33. What is the DDT for an individual in liquid fund ?

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34. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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35. Which of the following is against the ethics & Code of conduct guide line of AMFI

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36. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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37. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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38. If an investor wants full exposure of gold his investment should be into

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39. Which is true in case of PPF?

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40. How is company fixed deposit compare to bank fixed deposit ?

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41. Who keeps detail report of transaction- 

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42. Fund management cost is more in- 

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43. Formula to find out the Standard Deviation in excel is

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44. A fixed term plan series is-

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45. The insurance associated with new pension schemes are regulated by-

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46. Minimum contribution of a sponsor in an AMC should be-

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47. Which is technical analysis- 

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48. Which one of the following is not an eligible investor? 

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49. KIM is attached with ?

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50. What is not true objective of life insurance- 

Your score is

The average score is 59%

0%

This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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For the latest and accurate information, please visit the NISM website at https://certifications.nism.ac.in/nismaol/.