NISM V-A Mock Test 5

NISM V-A Mock Test 5

NISM V-A (Mutual Fund Distributor Module) Exam | Mock Test 5

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1. Trail commission to advisor helps in --

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2. Which investment below gives international exposure

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3. If an investor invest 1 lakh rupees in a debt fund after 365 days it's value is
107756/- what is CAGR?

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4. Which is technical analysis- 

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5. The expected return & yield of the scheme is mentioned in KIM 

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6. Who keeps detail report of transaction- 

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7. FMP can give better interest than a Bank Deposit

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8. If beta of a scheme is less than one the the fund is-

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9. Minimum contribution of a sponsor in an AMC should be-

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10. Distributors are paid-

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11. Which of the following is against the ethics & Code of conduct guide line of AMFI

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12. KIM is attached with ?

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13. If an investor invest Rs.100,00,000 in Equity MF Scheme at 3.30 pm through
outstation cheque he will get NAV of

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14. How is company fixed deposit compare to bank fixed deposit ?

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15. KYC is compulsory -

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16. In KIM it has been mentioned that the 65% investment will be in equity and
equity related instrument. this is called

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17. Which fund is an actively managed fund? 

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18. If client invest in liquid fund at 11.30 am and the fund gets cleared on the same day which NAV the client gets ?

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19. Formula to find out the Standard Deviation in excel is

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20. For a customer holding units in demat , the AMC also requires to
do his KYC ?

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21. In India mutual funds are-

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22. What is the DDT for an individual in liquid fund ?

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23. PAN card is not required in case of-

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24. Formula for CAGR calculation is

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25. I invest Rs 50 lacs at 2.30 pm with a local cheque for funds other
than liquid scheme, which NAV will you get ?

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26. A fixed term plan series is-

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27. What is not true objective of life insurance- 

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28. On doing risk profiling which asset allocation does it give ?

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29. What is true about premium paid in a life insurance company ?

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30. Which one of the following is not an eligible investor? 

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31. How frequently NAV of an equity scheme are calculated 

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32. Arrange in correct sequence

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33. Initial issue expenses in a liquid fund has to be- 

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34. Unit capital is issued at-

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35. Independent trustee are appointed by- 

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36. A schemes NAV value increases for the period of 2 yrs . it will show-

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37. SEBI is sole regulatory authority for MF are answerable

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38. What is the highest expense ratio in a Fund of Fund scheme ?

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39. KYC is required for-

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40. The person with whom the units are pledged is known as

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41. Which is true in case of PPF?

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42. Time stamp machine contains- 

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43. Exit load __________

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44. In a balance fund with net assets of 750 crores what is the
expenses that can be charged ?

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45. The P/E ratio is an important measure of a company's anticipated performance.
it is calculated using

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46. If an investor wants full exposure of gold his investment should be into

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47. The insurance associated with new pension schemes are regulated by-

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48. In case of breach of Code of conduct license is canceled by-

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49. The NAV of a fund is 15 applicable exit load is 1%, purchase NAV would be- 

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50. Fund management cost is more in- 

Your score is

The average score is 58%

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This mock test will help you become familiar with the exam format, assess your knowledge, and identify areas that may need further study.

Remember that while mock tests can be beneficial for practice, it’s important to thoroughly understand the concepts and principles behind each question.

Good luck with your preparation for the NISM Series V-A exam!NISM Mock test
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